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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 24
Notable Late filing notice — 10-Q May 15, 2024

(Attach extra Sheets if Needed) As previously disclosed in a Current Report on Form 8-K filed with the Commission on May 7, 2024, Liquidmetal Technologies, Inc. (the “Company”) dismissed BF Borgers...

Warning Late filing notice — 10-Q August 12, 2019

The preparation of the Registrant’s quarterly report on Form 10-Q has taken longer than anticipated and could not be completed by the required filing date of August 9, 2019 without unreasonable eff...

22 more red-flag filings behind a free account

See every red-flag filing LIQUIDMETAL TECHNOLOGIES INC has made, with the filing behind each one.

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