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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Deregistrations · 1 Insider sale notices · 1
Notable HAGEDORN CARL KRISTOPHER filed notice of proposed sale November 18, 2024

4,000 shares · $188,960 · via Fidelity Brokerage Services LLC · Officer

Notable Deregistration (Form 15) February 02, 2015

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