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Company Executives

Officer Age In this role Joined Pay Source
R.S. Lowenthal
Chief Executive Officer
Not stated Since 2025
1 year
Not stated Not reported
Robert S. Lowenthal Also a director
CEO
Title from the Form 4 dated Feb 6, 2026
49 Not stated Not stated Not reported
Brad M. Watkins
Chief Financial Officer
44 Since 2022
4 years
2022 Not reported
A.G. Lowenthal
Chairman
Not stated Not stated Not stated Not reported
Albert G. Lowenthal Also a director
Chairman
Title from the Form 4 dated Feb 6, 2026
80 Not stated Not stated Not reported

Each officer opens the passage of the filing that names them. A title that changed since the list comes from the officer's latest Form 3, 4 or 5, and its start year is not stated there. "Not stated" means the filing does not say. Pay is the proxy's Summary Compensation Table, which reports only the named executive officers.

Directors
9
serving now
Independent
7 of 9
stated in the proxy
Average tenure
11.8 years
from year joined
CEO also chairs the board
No
Albert G. Lowenthal
Director Age On board Independent Committees Other public boards Pay Source
Albert G. Lowenthal
80 1985
41 years
Not independent None stated None stated Not stated
Robert S. Lowenthal
49 2013
13 years
Not independent None stated None stated Paid as CEO
Paul M. Friedman
70 2015
11 years
Independent
Compensation Compliance · Chair Nominating and Corporate Governance
Tiptree, Inc. Not stated
Evan Behrens
56 2016
10 years
Independent
Audit Compliance Nominating and Corporate Governance
Hornbeck Offshore Services, Inc. Not stated
Timothy M. Dwyer
64 2016
10 years
Independent
Audit · Chair Compensation Compliance
None stated Not stated
Teresa A. Glasser
66 2018
8 years
Independent
Audit Compensation Compliance
None stated Not stated
Stacy J. Kanter
67 2023
3 years
Independent
Nominating and Corporate Governance · Chair Compensation Compliance
None stated Not stated
R. Lawrence Roth
68 2018
8 years
Independent
Compensation · Chair Compliance Nominating and Corporate Governance
None stated Not stated
Suzanne E. Spaulding
69 2024
2 years
Independent
Audit Compliance Nominating and Corporate Governance
None stated Not stated

Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.

2 disclosed in the proxy filed Mar 13, 2026
R.S. Lowenthal
son of Mr. A.G. Lowenthal, the Company's Chairman of the Board of Directors
Amount not stated

Employment as President and Chief Executive Officer, compensated with a base salary and a Performance-Based Cash Award

With Company Open in proxy
Charles Pruzan
grandson of Mr. A.G. Lowenthal, Chairman of the Board, and nephew of Mr. R.S. Lowenthal, President and Chief Executive Officer
Amount not stated

Employment as an Oppenheimer employee in the Equities Division, compensated on the same basis as other Oppenheimer employees in the Equities Division

With Oppenheimer Open in proxy

The proxy also says directors, officers or their families deal with the company in the ordinary course of business, on the same terms as others. Those are not conflicts and are not listed. Read it in the proxy

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