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$PALI
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Company Executives

Officer Age In this role Joined Pay Source
J.D. Finley
Chief Executive Officer, Chief Financial Officer, Director
68 Since 2021
5 years
Not stated Not reported
John David Finley
CEO CFO
Title from the Form 4 dated Oct 6, 2026
Not stated Not stated Not stated Not reported
J.D. Finley Also a director
Chief Executive Officer
68 Not stated Not stated Not reported
Mitchell Jones
See Remarks
Title from the Form 4 dated Oct 6, 2026
48 Not stated Not stated Not reported
Julien E. Capers
See Remarks
Title from the Form 4 dated Oct 19, 2026
Not stated Not stated Not stated Not reported

Each officer opens the passage of the filing that names them. A title that changed since the list comes from the officer's latest Form 3, 4 or 5, and its start year is not stated there. "Not stated" means the filing does not say. Pay is the proxy's Summary Compensation Table, which reports only the named executive officers.

Directors
4
serving now
Independent
3 of 4
stated in the proxy
Average tenure
5.0 years
from year joined
CEO also chairs the board
No
Donald Williams
Director Age On board Independent Committees Other public boards 2025 pay Source
Donald Williams
67 2021
5 years
Independent None stated None stated $488,126
J.D. Finley
68 2023
3 years
Not independent None stated None stated Paid as CEO
Emil Chuang
66 Not stated Independent None stated None stated $162,436
Binxian Wei
55 2019
7 years
Independent
Governance and Nominating Committee
None stated $178,399
Nominated to join at the meeting
Not on the board yet; they join only if elected.

Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.

Armistice Capital LLC
then holder of greater than 5% of the Company's outstanding common stock
$4,999,687.13
December 2024

Sale of Class A Units and Class B Units in a registered offering

RA Capital Management, L.P.
became a holder of greater than 5% of the Company's outstanding common stock as a result of the Financing
Approximately $18.0 million

Purchase of common stock and prefunded warrants in the Financing

Perceptive Advisors LLC
became a holder of greater than 5% of the Company's outstanding common stock as a result of the Financing
Approximately $10.0 million

Purchase of common stock and prefunded warrants in the Financing

Janus Henderson Investors US LLC
became a holder of greater than 5% of the Company's outstanding common stock as a result of the Financing
Approximately $13.5 million

Purchase of common stock and prefunded warrants in the Financing

Commodore Capital LP
became a holder of greater than 5% of the Company's outstanding common stock as a result of the Financing
Approximately $10.0 million

Purchase of common stock and prefunded warrants in the Financing

Octagon Capital Advisors LP
became a holder of greater than 5% of the Company's outstanding common stock as a result of the Financing
Approximately $6.0 million

Purchase of common stock in the Financing

Franklin Resources, Inc.
became a holder of greater than 5% of the Company's outstanding common stock as a result of the Financing
Approximately $6.0 million

Purchase of common stock and prefunded warrants in the Financing

Deep Track Capital LP
became, but is no longer, a holder of greater than 5% of the Company's outstanding common stock as a result of the Financing
Approximately $9.0 million

Purchase of common stock and prefunded warrants in the Financing

Columbia Management Investment Advisers, LLC
became, but is no longer, a holder of greater than 5% of the Company's outstanding common stock as a result of the Financing
Approximately $15.0 million

Purchase of common stock and prefunded warrants in the Financing

Squadron Capital Management, LLC
became, but is no longer, a holder of greater than 5% of the Company's outstanding common stock as a result of the Financing
Approximately $5.0 million

Purchase of common stock in the Financing

Robert F. Baltera, Jr.
director nominee
Amount not stated

Company intends to enter into an indemnification agreement with the director nominee

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