$PALI

$1.20 -$0.03 (2.44%) Close

$PALI Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 174.3M shares outstanding

Who owns PALI?

By type of holder

Institutions 99.5% Insiders 0.5% Everyone else 0.0%

Concentration Top 10 holders own 52.7%

Soleus Capital Management, L.P. 7.5% · Ameriprise Financial Inc 6.4%

Institutional ownership

99.5%

+13.7 pts vs last qtr

Institutional holders

123

+27 vs last qtr

Net shares bought

+23.9M

by institutions in Q2 2026

New / sold out

49 / 22

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Soleus Capital Management, L.P. NEW +13.1M
Jupiter Topco LLC NEW +10.7M

Biggest sellers in Q2 2026

Janus Henderson Group PLC SOLD OUT −10.7M
Commodore Capital LP SOLD OUT −7.2M

Who is planning to sell?

Notices of proposed sale, last 12 months

$411K

2 notices from 2 people

Shares covered

199.8K

0.11% of the company

Arranged in advance

of the value is under a 10b5-1 plan

Under a 10b5-1 plan No plan

Largest proposed sellers

Finley John David Officer $303K
Jones Mitchell Lawrence Officer $108K

Every notice on Red Flags →

A Form 144 is notice of a planned sale, not the sale itself. What insiders actually sold is on Insider Transactions.

Is your stake being diluted?

Diluted share count, FY2024–FY2025

+3830.2%

+3830.18% a year

Each share's claim on the business

−97.5%

shrank without buying or selling a share

Spent on buybacks vs paid in stock

— vs $4.61M

over 2 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years0% 3–5 years0% 1–3 years4% Under 1 year96%

Quarterly turnover

30.6%

of institutional shares changed hands

Top 10 managers, median time held

2 quarters

Super Investors

Investment managers reporting PALI on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
SC Soleus Capital Management, L.P.	13.1M	7.50%	NEW	Q2 '26	0.9%
Shares held by quarter Peak holding13.1M (Q2'26) Change over 8 quarters+13.1M Share of the company7.500% Soleus Capital Management, L.P.'s full portfolio →
AF Ameriprise Financial Inc	11.1M	6.36%	−428.9K (−3.7%)	Q4 '25	0.0%
Shares held by quarter Peak holding11.5M (Q1'26) Change over 8 quarters+11.1M Share of the company6.360% Ameriprise Financial Inc's full portfolio →

Soleus Capital Management, L.P.

13.1M

% of company

7.50%

Change vs last qtr

NEW

Held since

Q2 '26

Ameriprise Financial Inc

11.1M

% of company

6.36%

Change vs last qtr

−428.9K (−3.7%)

Held since

Q4 '25

28 more super investors behind a free account

See every manager holding Palisade Bio Inc, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting PALI on Form N-PORT; together they hold 12.2% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
IR iShares Russell 2000 ETF iShares Trust	$7.79M	3.7M	2.14%	0.01%	June 30, 2026
FH Federated Hermes Kaufmann Small Cap Fund Federated Hermes Equity Funds	$5.94M	3.1M	1.80%	0.21%	July 31, 2026

iShares Russell 2000 ETF

iShares Trust

Position value

$7.79M

% of company

2.14%

% of the fund

0.01%

As of

June 30, 2026

Federated Hermes Kaufmann Small Cap Fund

Federated Hermes Equity Funds

Position value

$5.94M

% of company

1.80%

% of the fund

0.21%

As of

July 31, 2026

23 more funds behind a free account

See every fund holding Palisade Bio Inc and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
FJ Finley John David Insider	2.0M	1.17%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company1.170% Finley John David's insider activity →
JM Jones Mitchell Lawrence Insider	1.7M	0.97%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.970% Jones Mitchell Lawrence's insider activity →

Finley John David

Insider

2.0M

% of company

1.17%

Change vs last qtr

—

Held since

—

Jones Mitchell Lawrence

Insider

1.7M

% of company

0.97%

Change vs last qtr

—

Held since

—

6 more holders behind a free account

See every insider and 5%+ holder of Palisade Bio Inc.

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