$PENG SEC Filings

Filed On	Filing
26 Oct 2026	Form 4: Clark Joseph Gates, SVP and Pres, Optimized LED Sold 869 shares ($44.8K)
23 Oct 2026	144
22 Oct 2026	Form 4: Frey Anthony George, SVP and Chief Revenue Officer Gave up 5,184 shares to cover exercise price or tax ($293K)
22 Oct 2026	Form 4: Clark Joseph Gates, SVP and Pres, Optimized LED Gave up 1,339 shares to cover exercise price or tax ($75.7K)
22 Oct 2026	Form 4: Kuykendall Anne, SVP and Chief Legal Officer Gave up 3,062 shares to cover exercise price or tax ($173K) · Sold 738 shares ($40.6K)
22 Oct 2026	144
20 Oct 2026	10-K
19 Oct 2026	SCHEDULE 13G/A
08 Oct 2026	Form 4: Cumming Stephen, SVP and CFO Received 33,502 shares as a grant or award
08 Oct 2026	Form 3: Cumming Stephen, SVP and CFO No securities owned
06 Oct 2026	Form 4: Clark Joseph Gates, SVP and Pres, Optimized LED Received 30,932 shares as a grant or award · Gave up 13,437 shares to cover exercise price or tax ($824K)
06 Oct 2026	Form 4: Kuykendall Anne, SVP and Chief Legal Officer Received 41,242 shares as a grant or award · Gave up 20,984 shares to cover exercise price or tax ($1.29M)
06 Oct 2026	8-K: Results of Operations and Financial Condition; Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers +1 more Penguin Solutions Appoints Stephen Cumming as Senior Vice President and Chief Financial Officer to Support Accelerated Growth
06 Oct 2026	8-K: Results of Operations and Financial Condition Record Results Across Key Financial Metrics Reflecting AI-Driven Data Center Demand; Raising Fiscal 2027 Outlook Supported by Accelerating AI Infrastructure Business
01 Oct 2026	Form 4: Shaikh Kashif, Director Received 53,927 shares as a grant or award
01 Oct 2026	Form 4: Frey Anthony George, SVP and Chief Revenue Officer Received 11,555 shares as a grant or award
01 Oct 2026	Form 4: Clark Joseph Gates, SVP and Pres, Optimized LED Received 7,222 shares as a grant or award
01 Oct 2026	Form 4: Kuykendall Anne, SVP and Chief Legal Officer Received 11,555 shares as a grant or award
26 Aug 2026	Form 4: Kuykendall Anne, SVP and Chief Legal Officer Sold 4,000 shares ($202K)
13 Aug 2026	SCHEDULE 13G/A

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