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$PFLT
$6.73 +$0.10 (1.51%) Close

Company Executives

Management Team

From the proxy statement filed Dec 17, 2025
Officer Age In this role Joined Pay Source
Arthur H. Penn Also a director
Chief Executive Officer
 62 Not stated Not stated Not reported
Richard T. Allorto, Jr.
Chief Financial Officer and Treasurer
 54 Since 2022
4 years
 Not stated Not reported
Gerald Cummins
Chief Compliance Officer
 70 Since 2025
1 year
 Not stated Not reported

Each officer opens the passage of the filing that names them. A title that changed since the list comes from the officer's latest Form 3, 4 or 5, and its start year is not stated there. "Not stated" means the filing does not say. Pay is the proxy's Summary Compensation Table, which reports only the named executive officers.

Board of Directors

From the proxy statement filed Dec 17, 2025
Directors
6
serving now
Independent
4 of 4
stated in the proxy; 2 not stated
Average tenure
13.0 years
from year joined
CEO also chairs the board
Yes
Arthur H. Penn
Director Age On board Independent Committees Other public boards Pay Source
Arthur H. Penn
Board chair, CEO
 62 2010
15 years
 Not stated None stated PNNT Paid as CEO
Adam K. Bernstein
62 2010
15 years
 Independent
Audit Committee Nominating and Corporate Governance Committee · Chair Compensation Committee
PNNT Not stated
Marshall Brozost
58 2010
15 years
 Independent
Audit Committee Nominating and Corporate Governance Committee · Chair Compensation Committee
PNNT Not stated
Jeffrey Flug
63 2010
15 years
 Independent
Audit Committee · Chair Nominating and Corporate Governance Committee Compensation Committee
Shake Shack Inc. Not stated
Samuel L. Katz
60 2010
15 years
 Independent
Audit Committee · Chair Nominating and Corporate Governance Committee Compensation Committee
TZP Strategies Acquisition Corp. Not stated
José A. Briones, Jr.
55 2022
3 years
 Not stated None stated PNNT Not stated

Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.

Related-party transactions

4 disclosed in the proxy filed Dec 17, 2025
Adviser
Investment adviser that manages the day-to-day operations of the Company
Base management fee of $23.3 million and an incentive fee of $26.0 million
fiscal year ended September 30, 2025

Investment Management Agreement under which the Adviser earns a base management fee and an incentive fee

With the Company Open in proxy
Adviser and Administrator
Managing member of the Adviser and the Administrator is Arthur H. Penn
$2.1 million
fiscal year ended September 30, 2025

Reimbursement of the Adviser and Administrator under the Administration Agreement for allocable overhead and expenses, including rent and compensation costs

With the Company Open in proxy
Chief Financial Officer
Chief Financial Officer of the Company, who is a Managing Director of the Administrator
Amount not stated

Chief Financial Officer serves as a Managing Director of the Administrator, which provides office facilities and administrative services to the Company

With Administrator Open in proxy
Adviser
Adviser that granted the license; Arthur H. Penn is its managing member
Amount not stated

Non-exclusive, royalty-free license to the Company to use the name PennantPark

With the Company Open in proxy

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