Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.
820,568 shares · $9,945,284 · via BARCLAYS Capital Inc · Former CEO filing due to 90 day look back
100,000 shares · $1,214,250 · via BARCLAYS Capital Inc · Former CEO filing due to 90 day look back
Loading...
