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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 11
Warning Late filing notice — 10-Q March 16, 2016

RF Industries Ltd. (the “Company”) is unable to file its Quarterly Report on Form 10-Q for the fiscal quarter ended January 31, 2016 by the scheduled filing deadline because of accounting issues re...

Notable Late filing notice — 10-K January 30, 2008

RF Industries Ltd. (the "Company") is unable to file its Annual Report on Form 10-KSB for the fiscal Year ended October 31, 2007 by the scheduled filing deadline due, in large part, to the acquisit...

9 more red-flag filings behind a free account

See every red-flag filing R F INDUSTRIES LTD has made, with the filing behind each one.

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