Insider Transactions

What Rocky Mountain Chocolate Factory, Inc.'s executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.

Insider trades

	3 months	12 months
Open-market buys	0	14
Sells	0	18
Total trades	8	55

Shares traded

	3 months	12 months
Acquired	350,887	726,635
Disposed	0	306,880
Net activity	+350,887	+419,755

Common stock only — 4 reported trades in the last 12 months are in a security these totals do not cover.

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Open-market buyer Disclosed 10b5-1 Heavy discretionary Sign up free

All transactions

All Buys Sells

Insider	Relation	Date	Transaction	Shares	Price	Value	Shares held
Keating Melvin L	Director	Sep 01	Grant / award · A	+55,622	—	—	103,079
Craig Steven Lynn	Director	Sep 01	Grant / award · A	+55,622	—	—	364,289
Quinn Brian J	Director	Sep 01	Grant / award · A	+55,622	—	—	98,961
Perez Jacome Friscione Alberto	Director	Sep 01	Grant / award · A	+55,622	—	—	79,016
Keating Melvin L	Director	Aug 26	Grant / award · A	+7,000	—	—	47,457
Quinn Brian J	Director	Aug 26	Grant / award · A	+7,000	—	—	43,339
Perez Jacome Friscione Alberto	Director	Aug 26	Grant / award · A	+7,000	—	—	23,394
Harper Allen C	Interim CEO	Jul 08	Grant / award · A	+107,399	—	—	124,519
Harper Allen C	10% owner	May 04	Open-market sale · S	−50,000	$2.45	−$123K	860,000
American Heritage Railways, Inc.	10% owner	May 04	Open-market sale · S	−50,000	$2.45	−$123K	860,000
Harper Allen C	10% owner	May 01	Open-market sale · S	−35,900	$2.45	−$88K	910,000
American Heritage Railways, Inc.	10% owner	May 01	Open-market sale · S	−35,900	$2.45	−$88K	910,000
Cass Carrie E	CFO	Mar 05	Grant / award · A	+54,263	—	—	124,263
Harper Allen C	10% owner	Mar 05	Open-market sale · S	−8,918	$2.60	−$23.2K	945,900
American Heritage Railways, Inc.	10% owner	Mar 05	Open-market sale · S	−8,918	$2.60	−$23.2K	945,900
Harper Allen C	10% owner	Mar 04	Open-market sale · S	−11,297	$2.60	−$29.4K	954,818
American Heritage Railways, Inc.	10% owner	Mar 04	Open-market sale · S	−11,297	$2.60	−$29.4K	954,818
Harper Allen C	10% owner	Feb 27	Open-market sale · S	−5,241	$2.60	−$13.6K	966,115
American Heritage Railways, Inc.	10% owner	Feb 27	Open-market sale · S	−5,241	$2.60	−$13.6K	966,115
Harper Allen C	10% owner	Feb 26	Open-market sale · S	−18,715	$2.61	−$48.8K	971,356

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