Investment advisory and management agreement under which Saratoga Investment Advisors manages the company; renewed by the Board for an additional one-year term
| Officer | Age | In this role | Joined | Pay | Source |
|---|---|---|---|---|---|
|
Christian L. Oberbeck
Also a director
CEO and Director
Title from the Form 4 dated Oct 8, 2026
|
66 | Not stated | Not stated | Not reported | |
|
Henri J. Steenkamp
Also a director
Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary
|
50 |
Since 2014
12 years
|
Not stated | Not reported |
Each officer opens the passage of the filing that names them. A title that changed since the list comes from the officer's latest Form 3, 4 or 5, and its start year is not stated there. "Not stated" means the filing does not say. Pay is the proxy's Summary Compensation Table, which reports only the named executive officers.
Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.
Investment advisory and management agreement under which Saratoga Investment Advisors manages the company; renewed by the Board for an additional one-year term
Administration agreement under which Saratoga Investment Advisors furnishes office facilities, equipment, clerical and record keeping services and performs administrative services
License agreement granting the company a non-exclusive, royalty-free license to use the names Saratoga and Saratoga Partners
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