$SAR

$13.65 +$0.33 (2.48%) Close

$SAR Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 15.6M shares outstanding

Who owns SAR?

By type of holder

Institutions 0.0% Insiders 9.5% Everyone else 90.5%

Concentration Top 2 holders own 9.5%

Oberbeck Christian L 9.2% · Steenkamp Henri J 0.3%

Institutional ownership

0.0%

0.0 pts vs last qtr

Institutional holders

0 vs last qtr

Net shares bought

by institutions in Q2 2026

New / sold out

0 / 0

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

No 13F manager has reported this stock in the last 8 quarters.

Biggest buyers in Q2 2026

None.

Biggest sellers in Q2 2026

None.

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for Saratoga Investment Corp in the last 12 months.

Is your stake being diluted?

Diluted share count, FY2023–FY2026

+32.5%

+9.83% a year

Each share's claim on the business

−24.5%

shrank without buying or selling a share

Spent on buybacks vs paid in stock

$13M vs —

over 4 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

No 13F manager reports holding SAR.

Super Investors

Investment managers reporting SAR on Form 13F

No 13F manager reports holding SAR yet.

Institutional Funds

Mutual funds and ETFs reporting SAR on Form N-PORT; together they hold 0.3% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
HT Hilton Tactical Income Fund Direxion Funds	$510K	20.1K	0.13%	0.43%	May 31, 2021
HI High Income Securities Fund High Income Securities Fund	$278K	10.9K	0.07%	0.31%	May 31, 2021

Hilton Tactical Income Fund

Direxion Funds

Position value

$510K

% of company

0.13%

% of the fund

0.43%

As of

May 31, 2021

High Income Securities Fund

Position value

$278K

% of company

0.07%

% of the fund

0.31%

As of

May 31, 2021

1 more funds behind a free account

See every fund holding Saratoga Investment Corp and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
OC Oberbeck Christian L Insider	1.4M	9.22%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company9.220% Oberbeck Christian L's insider activity →
SH Steenkamp Henri J Insider	43.5K	0.28%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.280% Steenkamp Henri J's insider activity →

Oberbeck Christian L

Insider

1.4M

% of company

9.22%

Change vs last qtr

—

Held since

—

Steenkamp Henri J

Insider

43.5K

% of company

0.28%

Change vs last qtr

—

Held since

—

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