Insider Transactions

What Charles Schwab Corp's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.

Insider trades

	3 months	12 months
Open-market buys	0	1
Sells	27	91
Total trades	46	183

Shares traded

	3 months	12 months
Acquired	455,569	1,794,758
Disposed	1,239,456	4,021,106
Net activity	−783,887	−2,226,348

See the story behind these numbers

View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.

Open-market buyer Disclosed 10b5-1 Heavy discretionary Sign up free

All transactions

All Buys Sells

Insider	Relation	Date	Transaction	Shares	Price	Value	Shares held
Hathi Neesha	MD, Head Wealth Adv, Bnk, Tst	Oct 01	Disclosed 10b5-1 sale · S	−5,000	$97.80	−$489K	5,770
Hathi Neesha	MD, Head Wealth Adv, Bnk, Tst	Oct 01	Exercise / conversion · M	+5,000	$41.98	+$210K	0
Ellis Stephen A	Director	Sep 23	Exercise / conversion · M	+1,918	$31.48	+$60.4K	7,445
Hathi Neesha	MD, Head Wealth Adv, Bnk, Tst	Sep 01	Disclosed 10b5-1 sale · S	−3,177	$109.04	−$346K	5,770
Hathi Neesha	MD, Head Wealth Adv, Bnk, Tst	Sep 01	Exercise / conversion · M	+3,177	$52.05	+$165K	0
Bettinger Walter W	Co-Chairman	Aug 28	Open-market sale · S	−74,388	$110.91	−$8.25M	610,360
Bettinger Walter W	Co-Chairman	Aug 28	Exercise / conversion · M	+74,388	$46.81	+$3.48M	684,748
Hathi Neesha	MD, Head Wealth Adv, Bnk, Tst	Aug 28	Open-market sale · S	−3,177	$108.12	−$343K	0
Hathi Neesha	MD, Head Wealth Adv, Bnk, Tst	Aug 28	Exercise / conversion · M	+3,177	$52.05	+$165K	0
Schwab Charles R	Co-Chairman	Aug 27	Gift · G	−9,300	—	—	53,549,441
Schwab-Pomerantz Carolyn	Director	Aug 26	Open-market sale · S	−9,175	$109.25	−$1M	1,323,162
Schwab Charles R	Co-Chairman	Aug 24	Open-market sale · S	−117,000	$113.20	−$13.2M	53,558,741
Bettinger Walter W	Co-Chairman	Aug 24	Open-market sale · S	−176,210	$113.49	−$20M	610,360
Bettinger Walter W	Co-Chairman	Aug 24	Exercise / conversion · M	+176,210	$46.81	+$8.25M	786,570
Schwab Charles R	Co-Chairman	Aug 18	Gift · G	−54,550	—	—	53,675,741
Beatty Jonathan S	MD, Head of Advisor Services	Aug 17	Open-market sale · S	−1,000	$111.33	−$111K	10,738
Schwab Charles R	Co-Chairman	Aug 17	Gift · G	−45,500	—	—	53,730,291
Craig Jonathan M.	MD, Head of Retail Investing	Aug 14	Disclosed 10b5-1 sale · S	−21,866	$111.03	−$2.43M	0
Craig Jonathan M.	MD, Head of Retail Investing	Aug 14	Exercise / conversion · M	+21,866	$46.81	+$1.02M	0
Howard Dennis	MD, Chief Tech, OPS & Data Off	Aug 13	Open-market sale · S	−2,198	$110.00	−$242K	6,980

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