$SCHW SEC Filings

Filed On	Filing
15 Oct 2026	8-K: Results of Operations and Financial Condition Record Quarterly Core Net New Assets of $190.4 Billion, Up 38% Year-Over-Year
06 Oct 2026	SCHW FORM 8-A CERT
06 Oct 2026	8-A12B
05 Oct 2026	Form 4: Hathi Neesha, MD, Head Wealth Adv, Bnk, Tst Received 5,000 shares by exercise or conversion ($210K) · Sold 5,000 shares ($489K)
05 Oct 2026	Form 4: Brown Marianne Catherine, Director Granted 407 Restricted Stock Units
05 Oct 2026	Form 4: Ruffel Charles A., Director Granted 1,222 Nonqualified Stock Option (right to buy)
05 Oct 2026	Form 4: Ellis Stephen A, Director Granted 369 Restricted Stock Units
05 Oct 2026	Form 4: Herringer Frank C, Director Granted 445 Restricted Stock Units
25 Sep 2026	Form 4: Ellis Stephen A, Director Received 1,918 shares by exercise or conversion ($60.4K)
02 Sep 2026	Form 4: Hathi Neesha, MD, Head Wealth Adv, Bnk, Tst Received 3,177 shares by exercise or conversion ($165K) · Sold 3,177 shares ($346K)
31 Aug 2026	Form 4: Bettinger Walter W, Director Received 74,388 shares by exercise or conversion ($3.48M) · Sold 74,388 shares ($8.25M)
31 Aug 2026	Form 4: Hathi Neesha, MD, Head Wealth Adv, Bnk, Tst Received 3,177 shares by exercise or conversion ($165K) · Sold 3,177 shares ($343K)
28 Aug 2026	Form 4: Schwab Charles R., Director Gave 9,300 shares as a gift
28 Aug 2026	144
28 Aug 2026	144
27 Aug 2026	Form 4: Schwab-Pomerantz Carolyn, Director Sold 9,175 shares ($1M)
26 Aug 2026	Form 4: Schwab Charles R., Director Sold 117,000 shares ($13.2M)
26 Aug 2026	Form 4: Bettinger Walter W, Director Received 176,210 shares by exercise or conversion ($8.25M) · Sold 176,210 shares ($20M)
26 Aug 2026	144
24 Aug 2026	144

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