Insider Transactions

What Stifel Financial Corp's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.

Insider trades

	3 months	12 months
Open-market buys	0	0
Sells	2	4
Total trades	2	83

Shares traded

	3 months	12 months
Acquired	0	513,446
Disposed	4,700	288,725
Net activity	−4,700	+224,721

See the story behind these numbers

View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.

Open-market buyer Disclosed 10b5-1 Heavy discretionary Sign up free

All transactions

All Buys Sells

Insider	Relation	Date	Transaction	Shares	Price	Value	Shares held
Brown Maryam S.	Director	Jul 23	Open-market sale · S	−2,200	$79.14	−$174K	5,729
Brown Maryam S.	Director	Jul 23	Open-market sale · S	−2,500	$79.25	−$198K	7,929
Carnoy Lisa Landau	Director	Jun 04	Exercise / conversion · M	+2,812	—	—	10,611
Brown Maryam S.	Director	Jun 04	Exercise / conversion · M	+2,812	—	—	10,429
Kavanaugh James P.	Director	Jun 04	Exercise / conversion · M	+2,812	—	—	13,626
Peacock David A	Director	Jun 04	Exercise / conversion · M	+2,812	—	—	13,764
Berlew Adam T.	Director	Jun 04	Exercise / conversion · M	+2,812	—	—	24,475
Markus Maura A.	Director	Jun 04	Exercise / conversion · M	+2,812	—	—	44,688
Zimmerman Michael J	Director	Jun 04	Exercise / conversion · M	+2,812	—	—	71,562
Brown Michael W	Director	Jun 04	Exercise / conversion · M	+2,812	—	—	103,264
Raymond Charles Bradford	Insider	Mar 09	Withheld — tax / exercise cost · F	−29,443	$73.05	−$2.15M	88,337
Raymond Charles Bradford	Insider	Mar 09	Exercise / conversion · M	+53,241	—	—	117,780
Weisel Thomas W	Director	Feb 18	Withheld — tax / exercise cost · F	−1,693	$120.49	−$204K	12,871
Weisel Thomas W	Director	Feb 18	Exercise / conversion · M	+4,623	—	—	14,564
Marischen James M	Chief Financial Officer	Feb 18	Withheld — tax / exercise cost · F	−3,463	$120.49	−$417K	75,030
Marischen James M	Chief Financial Officer	Feb 18	Exercise / conversion · M	+7,859	—	—	78,493
Reichert Christopher K	CEO of Stifel Bank & Trust	Feb 18	Withheld — tax / exercise cost · F	−3,261	$120.49	−$393K	59,480
Reichert Christopher K	CEO of Stifel Bank & Trust	Feb 18	Exercise / conversion · M	+7,396	—	—	62,741
Fisher Mark P	Senior VP & General Counsel	Feb 18	Withheld — tax / exercise cost · F	−4,241	$120.49	−$511K	54,651
Fisher Mark P	Senior VP & General Counsel	Feb 18	Exercise / conversion · M	+7,859	—	—	58,892

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