What Stifel Financial Corp.'s executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 0 | 0 |
| Sells | 0 | 4 |
| Total trades | 0 | 83 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 0 | 513,446 |
| Disposed | 0 | 288,725 |
| Net activity | +0 | +224,721 |
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Brown Maryam S. | Director | Jul 23 | Open-market sale · S | −2,200 | $79.14 | −$174K | 5,729 |
| Brown Maryam S. | Director | Jul 23 | Open-market sale · S | −2,500 | $79.25 | −$198K | 7,929 |
| Zimmerman Michael J | Director | Jun 04 | Exercise / conversion · M | +2,812 | — | — | 71,562 |
| Carnoy Lisa Landau | Director | Jun 04 | Exercise / conversion · M | +2,812 | — | — | 10,611 |
| Brown Maryam S. | Director | Jun 04 | Exercise / conversion · M | +2,812 | — | — | 10,429 |
| Kavanaugh James P. | Director | Jun 04 | Exercise / conversion · M | +2,812 | — | — | 13,626 |
| Berlew Adam T. | Director | Jun 04 | Exercise / conversion · M | +2,812 | — | — | 24,475 |
| Peacock David A | Director | Jun 04 | Exercise / conversion · M | +2,812 | — | — | 13,764 |
| Brown Michael W | Director | Jun 04 | Exercise / conversion · M | +2,812 | — | — | 103,264 |
| Markus Maura A. | Director | Jun 04 | Exercise / conversion · M | +2,812 | — | — | 44,688 |
| Raymond Charles Bradford | Insider | Mar 09 | Withheld — tax / exercise cost · F | −29,443 | $73.05 | −$2.15M | 88,337 |
| Raymond Charles Bradford | Insider | Mar 09 | Exercise / conversion · M | +53,241 | — | — | 117,780 |
| Nesi Victor | Director | Feb 18 | Withheld — tax / exercise cost · F | −18,879 | $120.49 | −$2.27M | 165,047 |
| Nesi Victor | Director | Feb 18 | Exercise / conversion · M | +36,981 | — | — | 183,926 |
| Kruszewski Ronald J | Chief Executive Officer | Feb 18 | Withheld — tax / exercise cost · F | −32,581 | $120.49 | −$3.93M | 1,255,459 |
| Kruszewski Ronald J | Chief Executive Officer | Feb 18 | Exercise / conversion · M | +73,963 | — | — | 1,288,040 |
| Weisel Thomas W | Director | Feb 18 | Withheld — tax / exercise cost · F | −1,693 | $120.49 | −$204K | 12,871 |
| Weisel Thomas W | Director | Feb 18 | Exercise / conversion · M | +4,623 | — | — | 14,564 |
| Marischen James M | Chief Financial Officer | Feb 18 | Withheld — tax / exercise cost · F | −3,463 | $120.49 | −$417K | 75,030 |
| Marischen James M | Chief Financial Officer | Feb 18 | Exercise / conversion · M | +7,859 | — | — | 78,493 |
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