Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.
15,270 shares · $371,061 · via MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES · Officer
25,440 shares · $641,420 · via Morgan Stanley Smith Barney LLC Executive Services · Officer
7 more red-flag filings behind a free account
See every red-flag filing SIMMONS FIRST NATIONAL CORP has made, with the filing behind each one.
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