KCA license to use the Muriel Siebert names; KCA passed its cost through to the Company
| Officer | Age | In this role | Joined | 2025 pay | Source |
|---|---|---|---|---|---|
|
John J. Gebbia
Chief Executive Officer, Chairman and Director
|
87 | Not stated | Not stated | Not reported | |
|
John J. Gebbia
Also a director
Chief Executive Officer
|
87 | Not stated | Not stated | Not reported | |
|
Andrew H. Reich
Also a director
Executive Vice President, Chief Operating Officer, Chief Financial Officer, Director and Secretary
|
71 | Not stated | Not stated | $612,000 |
Each officer opens the passage of the filing that names them. A title that changed since the list comes from the officer's latest Form 3, 4 or 5, and its start year is not stated there. "Not stated" means the filing does not say. Pay is the proxy's Summary Compensation Table, which reports only the named executive officers.
Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.
KCA license to use the Muriel Siebert names; KCA passed its cost through to the Company
PW brokers insurance policies for related parties
Aggregate compensation of the three sons, including payments related to key revenue streams
Warrant issued to BCW to purchase 403,780 shares of common stock held by Ms. Gebbia at $2.15 per share, in connection with the Kakaopay transaction
Five-year lease of the Company's Omaha, Nebraska branch office; the Company also built out the office in 2024
Guarantee of the Company's obligations under a revolving credit facility with East West Bank
Company acquired 100% of Gebbia Media, a music and entertainment company
First Tranche Stock Purchase Agreement to issue First Tranche Shares to Kakaopay at $2.15 per share, later terminated
MSCO agreed to provide an omnibus trading account and trade execution services to KakaoPay Securities
Clearing agreement under which RISE introduces clients to MSCO; RISE deposited a $50,000 clearing fund escrow deposit and recorded interest expense related to the agreement
Company purchased Ms. Gebbia's 24% interest in RISE as part of the purchase of the remaining 32% interest
Company purchased a family member's 1% interest in RISE as part of the purchase of the remaining 32% interest
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