2023 Q2 Form 10-Q Financial Statement
#000121390023039338 Filed on May 15, 2023
Income Statement
Concept | 2023 Q2 | 2023 Q1 | 2022 Q1 |
---|---|---|---|
Revenue | $17.59M | $16.17M | $10.34M |
YoY Change | 50.06% | 56.32% | -45.34% |
Cost Of Revenue | $741.0K | $851.0K | $516.0K |
YoY Change | 7.86% | 64.92% | -35.5% |
Gross Profit | $16.85M | $15.32M | $9.792M |
YoY Change | 52.69% | 56.44% | -45.99% |
Gross Profit Margin | 95.79% | 94.74% | 94.66% |
Selling, General & Admin | $11.84M | $10.73M | $10.98M |
YoY Change | 5.66% | -2.32% | -22.76% |
% of Gross Profit | 70.25% | 70.03% | 112.16% |
Research & Development | |||
YoY Change | |||
% of Gross Profit | |||
Depreciation & Amortization | $156.0K | $81.00K | $97.00K |
YoY Change | 57.58% | -16.49% | -17.09% |
% of Gross Profit | 0.93% | 0.53% | 0.99% |
Operating Expenses | $12.93M | $11.86M | $11.88M |
YoY Change | 5.54% | -0.22% | -25.33% |
Operating Profit | $4.659M | $4.313M | -$2.091M |
YoY Change | -482.51% | -306.26% | -194.36% |
Interest Expense | $94.00K | $88.00K | $124.0K |
YoY Change | -8.74% | -29.03% | 20.39% |
% of Operating Profit | 2.02% | 2.04% | |
Other Income/Expense, Net | -$962.0K | $38.00K | $165.0K |
YoY Change | -6971.43% | -76.97% | -27.31% |
Pretax Income | $3.697M | $4.351M | -$1.374M |
YoY Change | -815.09% | -416.67% | -145.65% |
Income Tax | $969.0K | $1.136M | -$282.0K |
% Of Pretax Income | 26.21% | 26.11% | |
Net Earnings | $2.703M | $3.196M | -$973.0K |
YoY Change | 280.17% | -428.47% | -142.77% |
Net Earnings / Revenue | 15.36% | 19.76% | -9.41% |
Basic Earnings Per Share | $0.07 | $0.10 | -$0.04 |
Diluted Earnings Per Share | $0.07 | $0.10 | -$30.00K |
COMMON SHARES | |||
Basic Shares Outstanding | 32.51M shares | 32.51M shares | 32.40M shares |
Diluted Shares Outstanding | 36.41M shares | 32.51M shares | 32.40M shares |
Balance Sheet
Concept | 2023 Q2 | 2023 Q1 | 2022 Q1 |
---|---|---|---|
SHORT-TERM ASSETS | |||
Cash & Short-Term Investments | $970.1M | $682.5M | $718.4M |
YoY Change | 34.21% | -5.0% | 17421.66% |
Cash & Equivalents | $7.628M | $3.927M | $7.669M |
Short-Term Investments | $707.9M | $422.9M | $710.7M |
Other Short-Term Assets | $1.748M | $2.328M | $281.0M |
YoY Change | -99.46% | -99.17% | -16.42% |
Inventory | |||
Prepaid Expenses | |||
Receivables | $67.36M | $61.92M | $92.40M |
Other Receivables | $3.832M | $2.781M | $4.311M |
Total Short-Term Assets | $1.043B | $749.5M | $1.096B |
YoY Change | -6.8% | -31.62% | -9.6% |
LONG-TERM ASSETS | |||
Property, Plant & Equipment | $9.044M | $8.887M | $7.700M |
YoY Change | 13.66% | 15.42% | 919.87% |
Goodwill | $1.989M | $1.989M | $1.989M |
YoY Change | 0.0% | 0.0% | 0.0% |
Intangibles | |||
YoY Change | |||
Long-Term Investments | $2.510M | $3.472M | $10.05M |
YoY Change | -74.63% | -65.46% | -98.7% |
Other Assets | $5.276M | $5.632M | $9.061M |
YoY Change | -40.34% | -37.84% | 92.79% |
Total Long-Term Assets | $22.02M | $23.18M | $31.75M |
YoY Change | -30.87% | -26.97% | 28.58% |
TOTAL ASSETS | |||
Total Short-Term Assets | $1.043B | $749.5M | $1.096B |
Total Long-Term Assets | $22.02M | $23.18M | $31.75M |
Total Assets | $1.065B | $772.7M | $1.128B |
YoY Change | -7.47% | -31.49% | -8.84% |
SHORT-TERM LIABILITIES | |||
YoY Change | |||
Accounts Payable | $289.2M | $298.8M | $343.2M |
YoY Change | -20.38% | -12.95% | -14.3% |
Accrued Expenses | $868.0K | $1.035M | $1.091M |
YoY Change | -21.31% | -5.13% | -68.83% |
Deferred Revenue | |||
YoY Change | |||
Short-Term Debt | $693.4M | $406.1M | $712.2M |
YoY Change | -3.15% | -42.98% | -8.77% |
Long-Term Debt Due | $83.00K | $1.080M | $1.010M |
YoY Change | -91.88% | 6.93% | 1.2% |
Total Short-Term Liabilities | $987.7M | $711.8M | $1.065B |
YoY Change | -9.21% | -33.19% | -10.46% |
LONG-TERM LIABILITIES | |||
Long-Term Debt | $4.270M | $5.704M | $6.448M |
YoY Change | -34.55% | -11.54% | 89.2% |
Other Long-Term Liabilities | $50.00K | $40.00K | $3.188M |
YoY Change | -98.45% | -98.75% | 44.91% |
Total Long-Term Liabilities | $4.320M | $5.744M | $6.448M |
YoY Change | -33.78% | -10.92% | 89.2% |
TOTAL LIABILITIES | |||
Total Short-Term Liabilities | $987.7M | $711.8M | $1.065B |
Total Long-Term Liabilities | $4.320M | $5.744M | $6.448M |
Total Liabilities | $993.7M | $719.6M | $1.075B |
YoY Change | -9.47% | -33.07% | -10.08% |
SHAREHOLDERS EQUITY | |||
Retained Earnings | $24.88M | $22.18M | $20.00M |
YoY Change | 20.14% | 10.9% | 9.98% |
Common Stock | $45.42M | $29.97M | $29.86M |
YoY Change | 52.1% | 0.34% | 27.31% |
Preferred Stock | |||
YoY Change | |||
Treasury Stock (at cost) | |||
YoY Change | |||
Treasury Stock Shares | |||
Shareholders Equity | $70.30M | $52.15M | $49.86M |
YoY Change | |||
Total Liabilities & Shareholders Equity | $1.065B | $772.7M | $1.128B |
YoY Change | -7.47% | -31.49% | -8.84% |
Cashflow Statement
Concept | 2023 Q2 | 2023 Q1 | 2022 Q1 |
---|---|---|---|
OPERATING ACTIVITIES | |||
Net Income | $2.703M | $3.196M | -$973.0K |
YoY Change | 280.17% | -428.47% | -142.77% |
Depreciation, Depletion And Amortization | $156.0K | $81.00K | $97.00K |
YoY Change | 57.58% | -16.49% | -17.09% |
Cash From Operating Activities | -$10.55M | -$39.01M | -$44.09M |
YoY Change | -125.87% | -11.51% | -550.48% |
INVESTING ACTIVITIES | |||
Capital Expenditures | -$138.0K | $75.00K | $57.00K |
YoY Change | -10.97% | 31.58% | -48.18% |
Acquisitions | |||
YoY Change | |||
Other Investing Activities | -$275.0K | -$565.0K | -$376.0K |
YoY Change | 472.92% | 50.27% | -55.76% |
Cash From Investing Activities | -$137.0K | -$1.017M | -$509.0K |
YoY Change | -32.51% | 99.8% | -50.29% |
FINANCING ACTIVITIES | |||
Cash Dividend Paid | |||
YoY Change | |||
Common Stock Issuance & Retirement, Net | |||
YoY Change | |||
Debt Paid & Issued, Net | |||
YoY Change | |||
Cash From Financing Activities | 13.34M | -$263.0K | $90.00K |
YoY Change | -1612.81% | -392.22% | -136.14% |
NET CHANGE | |||
Cash From Operating Activities | -10.55M | -$39.01M | -$44.09M |
Cash From Investing Activities | -137.0K | -$1.017M | -$509.0K |
Cash From Financing Activities | 13.34M | -$263.0K | $90.00K |
Net Change In Cash | 2.659M | -$40.29M | -$44.51M |
YoY Change | -93.3% | -9.47% | -622.75% |
FREE CASH FLOW | |||
Cash From Operating Activities | -$10.55M | -$39.01M | -$44.09M |
Capital Expenditures | -$138.0K | $75.00K | $57.00K |
Free Cash Flow | -$10.41M | -$39.09M | -$44.15M |
YoY Change | -125.44% | -11.45% | -556.18% |
Facts In Submission
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2023-03-31 | |
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|
-267000 | usd |
CY2023Q1 | sieb |
Market Making Income
MarketMakingIncome
|
345000 | usd |
CY2022Q1 | sieb |
Market Making Income
MarketMakingIncome
|
764000 | usd |
CY2023Q1 | sieb |
Stock Loan Income
StockLoanIncome
|
3442000 | usd |
CY2022Q1 | sieb |
Stock Loan Income
StockLoanIncome
|
3578000 | usd |
CY2023Q1 | sieb |
Advisory Fees Revenue
AdvisoryFeesRevenue
|
444000 | usd |
CY2022Q1 | sieb |
Advisory Fees Revenue
AdvisoryFeesRevenue
|
507000 | usd |
CY2023Q1 | us-gaap |
Other Income
OtherIncome
|
265000 | usd |
CY2022Q1 | us-gaap |
Other Income
OtherIncome
|
1060000 | usd |
CY2023Q1 | us-gaap |
Revenues
Revenues
|
16170000 | usd |
CY2022Q1 | us-gaap |
Revenues
Revenues
|
10344000 | usd |
CY2023Q1 | us-gaap |
Labor And Related Expense
LaborAndRelatedExpense
|
6967000 | usd |
CY2022Q1 | us-gaap |
Labor And Related Expense
LaborAndRelatedExpense
|
7094000 | usd |
CY2023Q1 | us-gaap |
Floor Brokerage Exchange And Clearance Fees
FloorBrokerageExchangeAndClearanceFees
|
355000 | usd |
CY2022Q1 | us-gaap |
Floor Brokerage Exchange And Clearance Fees
FloorBrokerageExchangeAndClearanceFees
|
494000 | usd |
CY2023Q1 | sieb |
Technology And Communications
TechnologyAndCommunications
|
789000 | usd |
CY2022Q1 | sieb |
Technology And Communications
TechnologyAndCommunications
|
1182000 | usd |
CY2023Q1 | us-gaap |
Other General And Administrative Expense
OtherGeneralAndAdministrativeExpense
|
1093000 | usd |
CY2022Q1 | us-gaap |
Other General And Administrative Expense
OtherGeneralAndAdministrativeExpense
|
932000 | usd |
CY2023Q1 | us-gaap |
Information Technology And Data Processing
InformationTechnologyAndDataProcessing
|
851000 | usd |
CY2022Q1 | us-gaap |
Information Technology And Data Processing
InformationTechnologyAndDataProcessing
|
516000 | usd |
CY2023Q1 | us-gaap |
Occupancy Net
OccupancyNet
|
478000 | usd |
CY2022Q1 | us-gaap |
Occupancy Net
OccupancyNet
|
473000 | usd |
CY2023Q1 | us-gaap |
Professional Fees
ProfessionalFees
|
1074000 | usd |
CY2022Q1 | us-gaap |
Professional Fees
ProfessionalFees
|
696000 | usd |
CY2023Q1 | us-gaap |
Depreciation And Amortization
DepreciationAndAmortization
|
190000 | usd |
CY2022Q1 | us-gaap |
Depreciation And Amortization
DepreciationAndAmortization
|
259000 | usd |
CY2023Q1 | us-gaap |
Interest Expense
InterestExpense
|
88000 | usd |
CY2022Q1 | us-gaap |
Interest Expense
InterestExpense
|
124000 | usd |
CY2023Q1 | us-gaap |
Advertising Expense
AdvertisingExpense
|
-28000 | usd |
CY2022Q1 | us-gaap |
Advertising Expense
AdvertisingExpense
|
113000 | usd |
CY2023Q1 | us-gaap |
Operating Expenses
OperatingExpenses
|
11857000 | usd |
CY2022Q1 | us-gaap |
Operating Expenses
OperatingExpenses
|
11883000 | usd |
CY2023Q1 | us-gaap |
Operating Income Loss
OperatingIncomeLoss
|
4313000 | usd |
CY2022Q1 | us-gaap |
Operating Income Loss
OperatingIncomeLoss
|
-1539000 | usd |
CY2023Q1 | us-gaap |
Income Loss From Equity Method Investments
IncomeLossFromEquityMethodInvestments
|
38000 | usd |
CY2022Q1 | us-gaap |
Income Loss From Equity Method Investments
IncomeLossFromEquityMethodInvestments
|
165000 | usd |
CY2023Q1 | us-gaap |
Nonoperating Income Expense
NonoperatingIncomeExpense
|
38000 | usd |
CY2022Q1 | us-gaap |
Nonoperating Income Expense
NonoperatingIncomeExpense
|
165000 | usd |
CY2023Q1 | us-gaap |
Income Loss From Continuing Operations Before Income Taxes Extraordinary Items Noncontrolling Interest
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
4351000 | usd |
CY2022Q1 | us-gaap |
Income Loss From Continuing Operations Before Income Taxes Extraordinary Items Noncontrolling Interest
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
-1374000 | usd |
CY2023Q1 | us-gaap |
Income Tax Expense Benefit
IncomeTaxExpenseBenefit
|
1136000 | usd |
CY2022Q1 | us-gaap |
Income Tax Expense Benefit
IncomeTaxExpenseBenefit
|
-282000 | usd |
CY2023Q1 | us-gaap |
Profit Loss
ProfitLoss
|
3215000 | usd |
CY2022Q1 | us-gaap |
Profit Loss
ProfitLoss
|
-1092000 | usd |
CY2023Q1 | us-gaap |
Net Income Loss Attributable To Nonredeemable Noncontrolling Interest
NetIncomeLossAttributableToNonredeemableNoncontrollingInterest
|
19000 | usd |
CY2022Q1 | us-gaap |
Net Income Loss Attributable To Nonredeemable Noncontrolling Interest
NetIncomeLossAttributableToNonredeemableNoncontrollingInterest
|
-119000 | usd |
CY2023Q1 | us-gaap |
Net Income Loss
NetIncomeLoss
|
3196000 | usd |
CY2022Q1 | us-gaap |
Net Income Loss
NetIncomeLoss
|
-973000 | usd |
CY2023Q1 | us-gaap |
Earnings Per Share Basic
EarningsPerShareBasic
|
0.1 | |
CY2022Q1 | us-gaap |
Earnings Per Share Basic
EarningsPerShareBasic
|
-0.03 | |
CY2023Q1 | us-gaap |
Weighted Average Number Of Shares Outstanding Basic
WeightedAverageNumberOfSharesOutstandingBasic
|
32505329 | shares |
CY2022Q1 | us-gaap |
Weighted Average Number Of Shares Outstanding Basic
WeightedAverageNumberOfSharesOutstandingBasic
|
32403235 | shares |
CY2021Q4 | us-gaap |
Stockholders Equity Including Portion Attributable To Noncontrolling Interest
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
50506000 | usd |
CY2022Q1 | sieb |
Stock Issued During Period Value Purchase Of Assets Shares Issued For Openhand Transactionvalue
StockIssuedDuringPeriodValuePurchaseOfAssetsSharesIssuedForOpenhandTransactionvalue
|
3414000 | usd |
CY2022Q1 | us-gaap |
Profit Loss
ProfitLoss
|
-1092000 | usd |
CY2022Q1 | us-gaap |
Stockholders Equity Including Portion Attributable To Noncontrolling Interest
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
52828000 | usd |
CY2022Q4 | us-gaap |
Stockholders Equity Including Portion Attributable To Noncontrolling Interest
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
49920000 | usd |
CY2023Q1 | us-gaap |
Profit Loss
ProfitLoss
|
3215000 | usd |
CY2023Q1 | us-gaap |
Stockholders Equity Including Portion Attributable To Noncontrolling Interest
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
53135000 | usd |
CY2023Q1 | us-gaap |
Profit Loss
ProfitLoss
|
3215000 | usd |
CY2022Q1 | us-gaap |
Profit Loss
ProfitLoss
|
-1092000 | usd |
CY2023Q1 | us-gaap |
Increase Decrease In Deferred Income Taxes
IncreaseDecreaseInDeferredIncomeTaxes
|
-248000 | usd |
CY2022Q1 | us-gaap |
Increase Decrease In Deferred Income Taxes
IncreaseDecreaseInDeferredIncomeTaxes
|
47000 | usd |
CY2023Q1 | us-gaap |
Depreciation And Amortization
DepreciationAndAmortization
|
190000 | usd |
CY2022Q1 | us-gaap |
Depreciation And Amortization
DepreciationAndAmortization
|
259000 | usd |
CY2023Q1 | us-gaap |
Increase Decrease In Operating Lease Liability
IncreaseDecreaseInOperatingLeaseLiability
|
-21000 | usd |
CY2022Q1 | us-gaap |
Increase Decrease In Operating Lease Liability
IncreaseDecreaseInOperatingLeaseLiability
|
-23000 | usd |
CY2023Q1 | us-gaap |
Income Loss From Equity Method Investments Net Of Dividends Or Distributions
IncomeLossFromEquityMethodInvestmentsNetOfDividendsOrDistributions
|
38000 | usd |
CY2022Q1 | us-gaap |
Income Loss From Equity Method Investments Net Of Dividends Or Distributions
IncomeLossFromEquityMethodInvestmentsNetOfDividendsOrDistributions
|
201000 | usd |
CY2023Q1 | sieb |
Receivables From Customers Amount
ReceivablesFromCustomersAmount
|
188000 | usd |
CY2022Q1 | sieb |
Receivables From Customers Amount
ReceivablesFromCustomersAmount
|
6991000 | usd |
CY2023Q1 | us-gaap |
Increase Decrease In Accounts And Other Receivables
IncreaseDecreaseInAccountsAndOtherReceivables
|
46000 | usd |
CY2022Q1 | us-gaap |
Increase Decrease In Accounts And Other Receivables
IncreaseDecreaseInAccountsAndOtherReceivables
|
-26000 | usd |
CY2023Q1 | us-gaap |
Increase Decrease In Brokerage Receivables
IncreaseDecreaseInBrokerageReceivables
|
1123000 | usd |
CY2022Q1 | us-gaap |
Increase Decrease In Brokerage Receivables
IncreaseDecreaseInBrokerageReceivables
|
4944000 | usd |
CY2023Q1 | us-gaap |
Increase Decrease In Securities Borrowed
IncreaseDecreaseInSecuritiesBorrowed
|
78419000 | usd |
CY2022Q1 | us-gaap |
Increase Decrease In Securities Borrowed
IncreaseDecreaseInSecuritiesBorrowed
|
-232199000 | usd |
CY2023Q1 | us-gaap |
Increase Decrease In Trading Securities
IncreaseDecreaseInTradingSecurities
|
4405000 | usd |
CY2022Q1 | us-gaap |
Increase Decrease In Trading Securities
IncreaseDecreaseInTradingSecurities
|
-591000 | usd |
CY2023Q1 | us-gaap |
Increase Decrease In Prepaid Deferred Expense And Other Assets
IncreaseDecreaseInPrepaidDeferredExpenseAndOtherAssets
|
789000 | usd |
CY2022Q1 | us-gaap |
Increase Decrease In Prepaid Deferred Expense And Other Assets
IncreaseDecreaseInPrepaidDeferredExpenseAndOtherAssets
|
2286000 | usd |
CY2022Q1 | sieb |
Prepaid Service Contract Noncurrent
PrepaidServiceContractNoncurrent
|
-177000 | usd |
CY2023Q1 | us-gaap |
Increase Decrease In Payables To Customers
IncreaseDecreaseInPayablesToCustomers
|
-32645000 | usd |
CY2022Q1 | us-gaap |
Increase Decrease In Payables To Customers
IncreaseDecreaseInPayablesToCustomers
|
-41550000 | usd |
CY2023Q1 | sieb |
Increase Decrease In Payables To Non Customers
IncreaseDecreaseInPayablesToNonCustomers
|
-7995000 | usd |
CY2022Q1 | sieb |
Increase Decrease In Payables To Non Customers
IncreaseDecreaseInPayablesToNonCustomers
|
-10132000 | usd |
CY2023Q1 | sieb |
Increase Decrease In Drafts Payable
IncreaseDecreaseInDraftsPayable
|
-291000 | usd |
CY2022Q1 | sieb |
Increase Decrease In Drafts Payable
IncreaseDecreaseInDraftsPayable
|
85000 | usd |
CY2023Q1 | us-gaap |
Increase Decrease In Payables To Broker Dealers
IncreaseDecreaseInPayablesToBrokerDealers
|
2984000 | usd |
CY2022Q1 | us-gaap |
Increase Decrease In Payables To Broker Dealers
IncreaseDecreaseInPayablesToBrokerDealers
|
547000 | usd |
CY2023Q1 | us-gaap |
Increase Decrease In Accounts Payable And Accrued Liabilities
IncreaseDecreaseInAccountsPayableAndAccruedLiabilities
|
353000 | usd |
CY2022Q1 | us-gaap |
Increase Decrease In Accounts Payable And Accrued Liabilities
IncreaseDecreaseInAccountsPayableAndAccruedLiabilities
|
-521000 | usd |
CY2023Q1 | us-gaap |
Increase Decrease In Securities Loaned Transactions
IncreaseDecreaseInSecuritiesLoanedTransactions
|
78907000 | usd |
CY2022Q1 | us-gaap |
Increase Decrease In Securities Loaned Transactions
IncreaseDecreaseInSecuritiesLoanedTransactions
|
-223739000 | usd |
CY2022Q1 | us-gaap |
Increase Decrease In Financial Instruments Sold Not Yet Purchased
IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased
|
28000 | usd |
CY2023Q1 | us-gaap |
Increase Decrease In Accrued Income Taxes Payable
IncreaseDecreaseInAccruedIncomeTaxesPayable
|
886000 | usd |
CY2022Q1 | us-gaap |
Increase Decrease In Accrued Income Taxes Payable
IncreaseDecreaseInAccruedIncomeTaxesPayable
|
-243000 | usd |
CY2023Q1 | us-gaap |
Increase Decrease In Deferred Revenue
IncreaseDecreaseInDeferredRevenue
|
-213000 | usd |
CY2022Q1 | us-gaap |
Increase Decrease In Deferred Revenue
IncreaseDecreaseInDeferredRevenue
|
-213000 | usd |
CY2023Q1 | us-gaap |
Net Cash Provided By Used In Operating Activities
NetCashProvidedByUsedInOperatingActivities
|
-39014000 | usd |
CY2022Q1 | us-gaap |
Net Cash Provided By Used In Operating Activities
NetCashProvidedByUsedInOperatingActivities
|
-44088000 | usd |
CY2022Q1 | us-gaap |
Payments To Acquire Equity Method Investments
PaymentsToAcquireEquityMethodInvestments
|
100000 | usd |
CY2023Q1 | us-gaap |
Payments To Acquire Property Plant And Equipment
PaymentsToAcquirePropertyPlantAndEquipment
|
75000 | usd |
CY2022Q1 | us-gaap |
Payments To Acquire Property Plant And Equipment
PaymentsToAcquirePropertyPlantAndEquipment
|
57000 | usd |
CY2023Q1 | us-gaap |
Payments For Software
PaymentsForSoftware
|
377000 | usd |
CY2022Q1 | us-gaap |
Payments For Software
PaymentsForSoftware
|
76000 | usd |
CY2023Q1 | sieb |
Build Out Of Property
BuildOutOfProperty
|
565000 | usd |
CY2022Q1 | sieb |
Build Out Of Property
BuildOutOfProperty
|
276000 | usd |
CY2023Q1 | us-gaap |
Net Cash Provided By Used In Investing Activities
NetCashProvidedByUsedInInvestingActivities
|
-1017000 | usd |
CY2022Q1 | us-gaap |
Net Cash Provided By Used In Investing Activities
NetCashProvidedByUsedInInvestingActivities
|
-509000 | usd |
CY2022Q1 | sieb |
Treasurystockvalues
Treasurystockvalues
|
600000 | usd |
CY2022Q1 | sieb |
Transfers Of Rise Membership Interests
TransfersOfRiseMembershipInterests
|
240000 | usd |
CY2022Q1 | us-gaap |
Proceeds From Repayments Of Related Party Debt
ProceedsFromRepaymentsOfRelatedPartyDebt
|
-500000 | usd |
CY2023Q1 | us-gaap |
Proceeds From Repayments Of Other Long Term Debt
ProceedsFromRepaymentsOfOtherLongTermDebt
|
-263000 | usd |
CY2022Q1 | us-gaap |
Proceeds From Repayments Of Other Long Term Debt
ProceedsFromRepaymentsOfOtherLongTermDebt
|
-250000 | usd |
CY2023Q1 | us-gaap |
Net Cash Provided By Used In Financing Activities
NetCashProvidedByUsedInFinancingActivities
|
-263000 | usd |
CY2022Q1 | us-gaap |
Net Cash Provided By Used In Financing Activities
NetCashProvidedByUsedInFinancingActivities
|
90000 | usd |
CY2023Q1 | us-gaap |
Cash Cash Equivalents Restricted Cash And Restricted Cash Equivalents Period Increase Decrease Excluding Exchange Rate Effect
CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseExcludingExchangeRateEffect
|
-40294000 | usd |
CY2022Q1 | us-gaap |
Cash Cash Equivalents Restricted Cash And Restricted Cash Equivalents Period Increase Decrease Excluding Exchange Rate Effect
CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseExcludingExchangeRateEffect
|
-44507000 | usd |
CY2022Q4 | us-gaap |
Cash Cash Equivalents Restricted Cash And Restricted Cash Equivalents
CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents
|
299838000 | usd |
CY2021Q4 | us-gaap |
Cash Cash Equivalents Restricted Cash And Restricted Cash Equivalents
CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents
|
330584000 | usd |
CY2023Q1 | us-gaap |
Cash Cash Equivalents Restricted Cash And Restricted Cash Equivalents
CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents
|
259544000 | usd |
CY2022Q1 | us-gaap |
Cash Cash Equivalents Restricted Cash And Restricted Cash Equivalents
CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents
|
286077000 | usd |
CY2023Q1 | us-gaap |
Cash And Cash Equivalents At Carrying Value
CashAndCashEquivalentsAtCarryingValue
|
3927000 | usd |
CY2022Q1 | us-gaap |
Cash And Cash Equivalents At Carrying Value
CashAndCashEquivalentsAtCarryingValue
|
7669000 | usd |
CY2023Q1 | us-gaap |
Cash And Securities Segregated Under Federal And Other Regulations
CashAndSecuritiesSegregatedUnderFederalAndOtherRegulations
|
255617000 | usd |
CY2022Q1 | us-gaap |
Cash And Securities Segregated Under Federal And Other Regulations
CashAndSecuritiesSegregatedUnderFederalAndOtherRegulations
|
278408000 | usd |
CY2023Q1 | us-gaap |
Cash Cash Equivalents Restricted Cash And Restricted Cash Equivalents
CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents
|
259544000 | usd |
CY2022Q1 | us-gaap |
Cash Cash Equivalents Restricted Cash And Restricted Cash Equivalents
CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents
|
286077000 | usd |
CY2023Q1 | us-gaap |
Income Taxes Paid Net
IncomeTaxesPaidNet
|
9000 | usd |
CY2022Q1 | us-gaap |
Income Taxes Paid Net
IncomeTaxesPaidNet
|
8000 | usd |
CY2023Q1 | us-gaap |
Interest Paid Net
InterestPaidNet
|
88000 | usd |
CY2022Q1 | us-gaap |
Interest Paid Net
InterestPaidNet
|
124000 | usd |
CY2022Q1 | sieb |
Transfers Of Rise Membership Interest
TransfersOfRiseMembershipInterest
|
2880000 | usd |
CY2023Q1 | sieb |
Net Of Cash Paid
NetOfCashPaid
|
100000 | usd |
CY2022Q1 | sieb |
Net Of Cash Paid
NetOfCashPaid
|
100000 | usd |
CY2023Q1 | us-gaap |
Common Stock Par Or Stated Value Per Share
CommonStockParOrStatedValuePerShare
|
0.01 | |
CY2022Q4 | us-gaap |
Sale Of Stock Percentage Of Ownership Before Transaction
SaleOfStockPercentageOfOwnershipBeforeTransaction
|
0.68 | pure |
CY2023Q1 | us-gaap |
Sale Of Stock Percentage Of Ownership Before Transaction
SaleOfStockPercentageOfOwnershipBeforeTransaction
|
0.68 | pure |
CY2023Q1 | sieb |
Equity Method Investment
EquityMethodInvestment
|
38000 | usd |
CY2022Q1 | sieb |
Equity Method Investment
EquityMethodInvestment
|
165000 | usd |
CY2022Q1 | sieb |
Purchased Hedge Connection
PurchasedHedgeConnection
|
1000000 | usd |
CY2022Q1 | us-gaap |
Other Significant Noncash Transaction Value Of Consideration Given1
OtherSignificantNoncashTransactionValueOfConsiderationGiven1
|
400000 | usd |
CY2022Q1 | us-gaap |
Notes Payable To Bank
NotesPayableToBank
|
600000 | usd |
CY2022Q1 | us-gaap |
Notes Payable To Bank
NotesPayableToBank
|
100000 | usd |
CY2022Q1 | sieb |
Membership Interests
MembershipInterests
|
0.083 | pure |
CY2023Q1 | us-gaap |
Deposit Assets
DepositAssets
|
1300000 | usd |
CY2023Q1 | us-gaap |
Other Liabilities Noncurrent
OtherLiabilitiesNoncurrent
|
40000.00 | usd |
CY2022Q4 | us-gaap |
Deposit Assets
DepositAssets
|
1300000 | usd |
CY2022Q4 | us-gaap |
Other Liabilities Noncurrent
OtherLiabilitiesNoncurrent
|
100000 | usd |
CY2023Q1 | us-gaap |
Due To And From Broker Dealers And Clearing Organizations Disclosure
DueToAndFromBrokerDealersAndClearingOrganizationsDisclosure
|
<p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><b>5. Receivables From, Payables To, and Deposits With Broker-Dealers and Clearing Organizations</b></p><p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"> </p><p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">Amounts receivable from, payables to, and deposits with broker-dealers and clearing organizations consisted of the following as of the periods indicated:</p><p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in"> </p><table cellpadding="0" cellspacing="0" style="border-collapse: collapse; width: 100%; font: 10pt Times New Roman, Times, Serif"> <tr style="vertical-align: bottom"> <td style="padding-left: 0pt; text-align: justify"> </td><td style="padding-bottom: 1.5pt"> </td> <td colspan="2" style="text-align: center; border-bottom: Black 1.5pt solid"><p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><b>As of</b></p> <p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><b>March 31,<br/> 2023</b></p></td><td style="padding-bottom: 1.5pt"> </td><td style="padding-bottom: 1.5pt"> </td> <td colspan="2" style="text-align: center; border-bottom: Black 1.5pt solid"><p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><b>As of</b></p> <p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><b>December 31, <br/> 2022</b></p></td><td style="padding-bottom: 1.5pt"> </td></tr> <tr style="vertical-align: bottom"> <td style="padding-left: 0pt">Receivables from and deposits with broker-dealers and clearing organizations</td><td> </td> <td colspan="2" style="text-align: right"> </td><td> </td><td> </td> <td colspan="2" style="text-align: right"> </td><td> </td></tr> <tr style="vertical-align: bottom; background-color: rgb(204,238,255)"> <td style="width: 76%; text-align: left; padding-left: 0.125in"><span style="font-family: Times New Roman, Times, Serif; font-size: 10pt">DTCC / OCC / NSCC <sup>(1)</sup></span></td><td style="width: 1%"> </td> <td style="width: 1%; text-align: left">$</td><td style="width: 9%; text-align: right">9,221,000</td><td style="width: 1%; text-align: left"> </td><td style="width: 1%"> </td> <td style="width: 1%; text-align: left">$</td><td style="width: 9%; text-align: right">8,187,000</td><td style="width: 1%; text-align: left"> </td></tr> <tr style="vertical-align: bottom; background-color: White"> <td style="text-align: left; padding-left: 0.125in">Goldman Sachs & Co. LLC (“GSCO”)</td><td> </td> <td style="text-align: left"> </td><td style="text-align: right">30,000</td><td style="text-align: left"> </td><td> </td> <td style="text-align: left"> </td><td style="text-align: right">31,000</td><td style="text-align: left"> </td></tr> <tr style="vertical-align: bottom; background-color: rgb(204,238,255)"> <td style="text-align: left; padding-left: 0.125in">Pershing Capital</td><td> </td> <td style="text-align: left"> </td><td style="text-align: right"><div style="-sec-ix-hidden: hidden-fact-22">—</div></td><td style="text-align: left"> </td><td> </td> <td style="text-align: left"> </td><td style="text-align: right">96,000</td><td style="text-align: left"> </td></tr> <tr style="vertical-align: bottom; background-color: White"> <td style="text-align: left; padding-left: 0.125in">National Financial Services, LLC (“NFS”)</td><td> </td> <td style="text-align: left"> </td><td style="text-align: right">2,050,000</td><td style="text-align: left"> </td><td> </td> <td style="text-align: left"> </td><td style="text-align: right">2,006,000</td><td style="text-align: left"> </td></tr> <tr style="vertical-align: bottom; background-color: rgb(204,238,255)"> <td style="text-align: left; padding-left: 0.125in">Securities fail-to-deliver</td><td> </td> <td style="text-align: left"> </td><td style="text-align: right">115,000</td><td style="text-align: left"> </td><td> </td> <td style="text-align: left"> </td><td style="text-align: right">3,000</td><td style="text-align: left"> </td></tr> <tr style="vertical-align: bottom; background-color: White"> <td style="padding-bottom: 1.5pt; padding-left: 0.125in">Globalshares</td><td style="padding-bottom: 1.5pt"> </td> <td style="border-bottom: Black 1.5pt solid; text-align: left"> </td><td style="border-bottom: Black 1.5pt solid; text-align: right">112,000</td><td style="padding-bottom: 1.5pt; text-align: left"> </td><td style="padding-bottom: 1.5pt"> </td> <td style="border-bottom: Black 1.5pt solid; text-align: left"> </td><td style="border-bottom: Black 1.5pt solid; text-align: right">82,000</td><td style="padding-bottom: 1.5pt; text-align: left"> </td></tr> <tr style="vertical-align: bottom; background-color: rgb(204,238,255)"> <td style="text-align: left; padding-bottom: 4pt; padding-left: 0pt">Total Receivables from and deposits with broker-dealers and clearing organizations</td><td style="padding-bottom: 4pt"> </td> <td style="border-bottom: Black 4pt double; text-align: left">$</td><td style="border-bottom: Black 4pt double; text-align: right">11,528,000</td><td style="padding-bottom: 4pt; text-align: left"> </td><td style="padding-bottom: 4pt"> </td> <td style="border-bottom: Black 4pt double; text-align: left">$</td><td style="border-bottom: Black 4pt double; text-align: right">10,405,000</td><td style="padding-bottom: 4pt; text-align: left"> </td></tr> <tr style="vertical-align: bottom; background-color: White"> <td style="padding-left: 0pt"> </td><td> </td> <td style="text-align: left"> </td><td style="text-align: right"> </td><td style="text-align: left"> </td><td> </td> <td style="text-align: left"> </td><td style="text-align: right"> </td><td style="text-align: left"> </td></tr> <tr style="vertical-align: bottom; background-color: rgb(204,238,255)"> <td style="text-align: left; padding-left: 0pt">Payables to broker-dealers and clearing organizations</td><td> </td> <td style="text-align: left"> </td><td style="text-align: right"> </td><td style="text-align: left"> </td><td> </td> <td style="text-align: left"> </td><td style="text-align: right"> </td><td style="text-align: left"> </td></tr> <tr style="vertical-align: bottom; background-color: White"> <td style="text-align: left; padding-left: 0.125in">Securities fail-to-receive</td><td> </td> <td style="text-align: left">$</td><td style="text-align: right">229,000</td><td style="text-align: left"> </td><td> </td> <td style="text-align: left">$</td><td style="text-align: right">396,000</td><td style="text-align: left"> </td></tr> <tr style="vertical-align: bottom; background-color: rgb(204,238,255)"> <td style="text-align: left; padding-bottom: 1.5pt; padding-left: 0.125in">Payables to broker-dealers</td><td style="padding-bottom: 1.5pt"> </td> <td style="border-bottom: Black 1.5pt solid; text-align: left"> </td><td style="border-bottom: Black 1.5pt solid; text-align: right">3,415,000</td><td style="padding-bottom: 1.5pt; text-align: left"> </td><td style="padding-bottom: 1.5pt"> </td> <td style="border-bottom: Black 1.5pt solid; text-align: left"> </td><td style="border-bottom: Black 1.5pt solid; text-align: right">264,000</td><td style="padding-bottom: 1.5pt; text-align: left"> </td></tr> <tr style="vertical-align: bottom; background-color: White"> <td style="text-align: left; padding-bottom: 4pt; padding-left: 0pt">Total Payables to broker-dealers and clearing organizations</td><td style="padding-bottom: 4pt"> </td> <td style="border-bottom: Black 4pt double; text-align: left">$</td><td style="border-bottom: Black 4pt double; text-align: right">3,644,000</td><td style="padding-bottom: 4pt; text-align: left"> </td><td style="padding-bottom: 4pt"> </td> <td style="border-bottom: Black 4pt double; text-align: left">$</td><td style="border-bottom: Black 4pt double; text-align: right">660,000</td><td style="padding-bottom: 4pt; text-align: left"> </td></tr> </table><p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"> </p><table cellpadding="0" cellspacing="0" style="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt; width: 100%"><tr style="vertical-align: top; text-align: justify"> <td style="width: 0in"/><td style="width: 0.25in; text-align: left"><sup>(1)</sup></td><td style="text-align: justify">Depository Trust & Clearing Corporation is referred to as (“DTCC”), Options Clearing Corporation is referred to as (“OCC”), and National Securities Clearing Corporation is referred to as (“NSCC”).</td> </tr></table><p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"> </p><p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">Under the DTCC shareholders’ agreement, MSCO is required to participate in the DTCC common stock mandatory purchase. As of March 31, 2023 and December 31, 2022, MSCO had shares of DTCC common stock valued at approximately $1,236,000 and $1,054,000, respectively, which are included within the line item “Deposits with broker-dealers and clearing organizations” on the statements of financial condition.</p><p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in"> </p><p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">In September 2022, MSCO and RISE entered into a clearing agreement whereby RISE would introduce clients to MSCO. As part of the agreement, RISE deposited a clearing fund escrow deposit of $50,000 to MSCO, and had excess cash of approximately $1.2 million in its brokerage account at MSCO as of March 31, 2023. The resulting asset of RISE and liability of MSCO is eliminated in consolidation. There was no income or expense related to this clearing relationship for periods presented.</p><p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in"> </p><p style="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">As of March 31, 2023, the Company had terminated its clearing relationships with GSCO and Pershing.</p> | |
CY2023Q1 | us-gaap |
Receivables From Clearing Organizations
ReceivablesFromClearingOrganizations
|
9221000 | usd |
CY2023Q1 | sieb |
Due From Goldman Sachs
DueFromGoldmanSachs
|
30000 | usd |
CY2022Q4 | sieb |
Due From Goldman Sachs
DueFromGoldmanSachs
|
31000 | usd |
CY2022Q4 | sieb |
Due From Pershing Capital
DueFromPershingCapital
|
96000 | usd |
CY2023Q1 | sieb |
Due From Nfs
DueFromNFS
|
2050000 | usd |
CY2022Q4 | sieb |
Due From Nfs
DueFromNFS
|
2006000 | usd |
CY2023Q1 | us-gaap |
Securities Failed To Deliver
SecuritiesFailedToDeliver
|
115000 | usd |
CY2022Q4 | us-gaap |
Securities Failed To Deliver
SecuritiesFailedToDeliver
|
3000 | usd |
CY2023Q1 | sieb |
Due From Global Shares
DueFromGlobalShares
|
112000 | usd |
CY2022Q4 | sieb |
Due From Global Shares
DueFromGlobalShares
|
82000 | usd |
CY2023Q1 | sieb |
Total Receivables From And Deposits With Brokerdealers And Clearing Organizations
TotalReceivablesFromAndDepositsWithBrokerdealersAndClearingOrganizations
|
11528000 | usd |
CY2022Q4 | sieb |
Total Receivables From And Deposits With Brokerdealers And Clearing Organizations
TotalReceivablesFromAndDepositsWithBrokerdealersAndClearingOrganizations
|
10405000 | usd |
CY2023Q1 | sieb |
Due To Securities Fail To Receive
DueToSecuritiesFailToReceive
|
229000 | usd |
CY2022Q4 | sieb |
Due To Securities Fail To Receive
DueToSecuritiesFailToReceive
|
396000 | usd |
CY2023Q1 | us-gaap |
Commissions Payable To Broker Dealers And Clearing Organizations
CommissionsPayableToBrokerDealersAndClearingOrganizations
|
3415000 | usd |
CY2022Q4 | us-gaap |
Commissions Payable To Broker Dealers And Clearing Organizations
CommissionsPayableToBrokerDealersAndClearingOrganizations
|
264000 | usd |
CY2023Q1 | sieb |
Total Payables To Brokerdealers And Clearing Organizations
TotalPayablesToBrokerdealersAndClearingOrganizations
|
3644000 | usd |
CY2022Q4 | sieb |
Total Payables To Brokerdealers And Clearing Organizations
TotalPayablesToBrokerdealersAndClearingOrganizations
|
660000 | usd |
us-gaap |
Increase Decrease In Other Deposits
IncreaseDecreaseInOtherDeposits
|
50000 | usd | |
CY2023Q1 | us-gaap |
Reorganization Value Cash In Excess Of Normal Operating Needs
ReorganizationValueCashInExcessOfNormalOperatingNeeds
|
1200000 | usd |
CY2023Q1 | us-gaap |
Amortization Of Intangible Assets
AmortizationOfIntangibleAssets
|
0 | usd |
CY2022Q1 | us-gaap |
Amortization Of Intangible Assets
AmortizationOfIntangibleAssets
|
177000 | usd |
CY2023Q1 | sieb |
Consulting Fee Income
ConsultingFeeIncome
|
0 | usd |
CY2022Q1 | sieb |
Consulting Fee Income
ConsultingFeeIncome
|
583000 | usd |
CY2023Q1 | us-gaap |
Equity Method Investments Fair Value Disclosure
EquityMethodInvestmentsFairValueDisclosure
|
7609000 | usd |
CY2023Q1 | us-gaap |
Security Owned And Sold Not Yet Purchased Fair Value Security Sold Not Yet Purchased
SecurityOwnedAndSoldNotYetPurchasedFairValueSecuritySoldNotYetPurchased
|
2000 | usd |
CY2022Q4 | us-gaap |
Equity Method Investments Fair Value Disclosure
EquityMethodInvestmentsFairValueDisclosure
|
3204000 | usd |
CY2022Q4 | us-gaap |
Security Owned And Sold Not Yet Purchased Fair Value Security Sold Not Yet Purchased
SecurityOwnedAndSoldNotYetPurchasedFairValueSecuritySoldNotYetPurchased
|
2000 | usd |
CY2023Q1 | us-gaap |
Debt Instrument Increase Accrued Interest
DebtInstrumentIncreaseAccruedInterest
|
254000 | usd |
CY2023Q1 | us-gaap |
Security Owned Not Readily Marketable Fair Value
SecurityOwnedNotReadilyMarketableFairValue
|
202762000 | usd |
CY2022 | us-gaap |
Debt Instrument Increase Accrued Interest
DebtInstrumentIncreaseAccruedInterest
|
404000 | usd |
CY2022Q4 | us-gaap |
Security Owned Not Readily Marketable Fair Value
SecurityOwnedNotReadilyMarketableFairValue
|
143787000 | usd |
CY2023Q1 | sieb |
Equity Method Investment In Related Party1
EquityMethodInvestmentInRelatedParty1
|
2622000 | usd |
CY2022Q4 | sieb |
Equity Method Investment In Related Party1
EquityMethodInvestmentInRelatedParty1
|
2584000 | usd |
CY2023Q1 | us-gaap |
Other Asset Impairment Charges
OtherAssetImpairmentCharges
|
4015000 | usd |
CY2023Q1 | sieb |
Property Gross
PropertyGross
|
6815000 | usd |
CY2022Q4 | sieb |
Property Gross
PropertyGross
|
6815000 | usd |
CY2023Q1 | sieb |
Office Facilities Gross
OfficeFacilitiesGross
|
3181000 | usd |
CY2022Q4 | sieb |
Office Facilities Gross
OfficeFacilitiesGross
|
2616000 | usd |
CY2023Q1 | us-gaap |
Machinery And Equipment Gross
MachineryAndEquipmentGross
|
749000 | usd |
CY2022Q4 | us-gaap |
Machinery And Equipment Gross
MachineryAndEquipmentGross
|
674000 | usd |
CY2023Q1 | us-gaap |
Property Plant And Equipment Gross
PropertyPlantAndEquipmentGross
|
10745000 | usd |
CY2022Q4 | us-gaap |
Property Plant And Equipment Gross
PropertyPlantAndEquipmentGross
|
10105000 | usd |
CY2023Q1 | us-gaap |
Accumulated Depreciation Depletion And Amortization Property Plant And Equipment
AccumulatedDepreciationDepletionAndAmortizationPropertyPlantAndEquipment
|
1858000 | usd |
CY2022Q4 | us-gaap |
Accumulated Depreciation Depletion And Amortization Property Plant And Equipment
AccumulatedDepreciationDepletionAndAmortizationPropertyPlantAndEquipment
|
1777000 | usd |
CY2023Q1 | us-gaap |
Property Plant And Equipment Net
PropertyPlantAndEquipmentNet
|
8887000 | usd |
CY2022Q4 | us-gaap |
Property Plant And Equipment Net
PropertyPlantAndEquipmentNet
|
8328000 | usd |
CY2023Q1 | us-gaap |
Depreciation
Depreciation
|
81000 | usd |
CY2022Q1 | us-gaap |
Depreciation
Depreciation
|
97000 | usd |
CY2023Q1 | us-gaap |
Capitalized Computer Software Gross
CapitalizedComputerSoftwareGross
|
4482000 | usd |
CY2022Q4 | us-gaap |
Capitalized Computer Software Gross
CapitalizedComputerSoftwareGross
|
4105000 | usd |
CY2023Q1 | us-gaap |
Capitalized Computer Software Net
CapitalizedComputerSoftwareNet
|
1259000 | usd |
CY2022Q4 | us-gaap |
Capitalized Computer Software Net
CapitalizedComputerSoftwareNet
|
991000 | usd |
CY2023Q1 | us-gaap |
Capitalized Software Development Costs For Software Sold To Customers
CapitalizedSoftwareDevelopmentCostsForSoftwareSoldToCustomers
|
272000 | usd |
CY2023Q1 | us-gaap |
Capitalized Computer Software Amortization1
CapitalizedComputerSoftwareAmortization1
|
110000 | usd |
CY2022Q1 | us-gaap |
Capitalized Computer Software Amortization1
CapitalizedComputerSoftwareAmortization1
|
162000 | usd |
CY2023Q1 | us-gaap |
Finite Lived Intangible Assets Amortization Expense Year Four
FiniteLivedIntangibleAssetsAmortizationExpenseYearFour
|
411000 | usd |
CY2023Q1 | us-gaap |
Finite Lived Intangible Assets Amortization Expense Year Five
FiniteLivedIntangibleAssetsAmortizationExpenseYearFive
|
471000 | usd |
CY2023Q1 | us-gaap |
Finite Lived Intangible Assets Amortization Expense After Year Five
FiniteLivedIntangibleAssetsAmortizationExpenseAfterYearFive
|
322000 | usd |
CY2023Q1 | sieb |
Finite Lived Intangible Assets Amortization Expense Year Six
FiniteLivedIntangibleAssetsAmortizationExpenseYearSix
|
55000 | usd |
CY2023Q1 | sieb |
Decrease Year Of Unrealized Gain Loss On Securities
DecreaseYearOfUnrealizedGainLossOnSecurities
|
3.9 | usd |
CY2023Q1 | us-gaap |
Operating Lease Weighted Average Remaining Lease Term1
OperatingLeaseWeightedAverageRemainingLeaseTerm1
|
P2Y7M6D | |
CY2022Q4 | us-gaap |
Operating Lease Weighted Average Remaining Lease Term1
OperatingLeaseWeightedAverageRemainingLeaseTerm1
|
P2Y8M12D | |
CY2023Q1 | us-gaap |
Operating Lease Weighted Average Discount Rate Percent
OperatingLeaseWeightedAverageDiscountRatePercent
|
0.05 | pure |
CY2022Q4 | us-gaap |
Operating Lease Weighted Average Discount Rate Percent
OperatingLeaseWeightedAverageDiscountRatePercent
|
0.05 | pure |
CY2023Q1 | us-gaap |
Operating Lease Cost
OperatingLeaseCost
|
304000 | usd |
CY2022Q1 | us-gaap |
Operating Lease Cost
OperatingLeaseCost
|
378000 | usd |
CY2023Q1 | us-gaap |
Short Term Lease Cost
ShortTermLeaseCost
|
143000 | usd |
CY2022Q1 | us-gaap |
Short Term Lease Cost
ShortTermLeaseCost
|
25000 | usd |
CY2023Q1 | us-gaap |
Variable Lease Cost
VariableLeaseCost
|
31000 | usd |
CY2022Q1 | us-gaap |
Variable Lease Cost
VariableLeaseCost
|
70000 | usd |
CY2023Q1 | us-gaap |
Lease Cost
LeaseCost
|
478000 | usd |
CY2022Q1 | us-gaap |
Lease Cost
LeaseCost
|
473000 | usd |
CY2023Q1 | us-gaap |
Operating Lease Payments
OperatingLeasePayments
|
326000 | usd |
CY2022Q1 | us-gaap |
Operating Lease Payments
OperatingLeasePayments
|
400000 | usd |
CY2023Q1 | us-gaap |
Lessor Operating Lease Payments To Be Received Two Years
LessorOperatingLeasePaymentsToBeReceivedTwoYears
|
920000 | usd |
CY2023Q1 | us-gaap |
Lessor Operating Lease Payments To Be Received Three Years
LessorOperatingLeasePaymentsToBeReceivedThreeYears
|
588000 | usd |
CY2023Q1 | us-gaap |
Lessor Operating Lease Payments To Be Received Four Years
LessorOperatingLeasePaymentsToBeReceivedFourYears
|
450000 | usd |
CY2023Q1 | us-gaap |
Lessor Operating Lease Payments To Be Received Five Years
LessorOperatingLeasePaymentsToBeReceivedFiveYears
|
234000 | usd |
CY2023Q1 | us-gaap |
Lessor Operating Lease Payments To Be Received Thereafter
LessorOperatingLeasePaymentsToBeReceivedThereafter
|
48000 | usd |
CY2023Q1 | us-gaap |
Lessor Operating Lease Payments To Be Received
LessorOperatingLeasePaymentsToBeReceived
|
2240000 | usd |
CY2023Q1 | us-gaap |
Finance Lease Liability Undiscounted Excess Amount
FinanceLeaseLiabilityUndiscountedExcessAmount
|
135000 | usd |
CY2023Q1 | us-gaap |
Operating Lease Liability
OperatingLeaseLiability
|
2105000 | usd |
CY2023Q1 | sieb |
Received Cash Distributions
ReceivedCashDistributions
|
0 | usd |
CY2022Q1 | sieb |
Received Cash Distributions
ReceivedCashDistributions
|
156000 | usd |
CY2022Q1 | sieb |
Expense For Self Insurance Claims
ExpenseForSelfInsuranceClaims
|
496000 | usd |
CY2023Q1 | us-gaap |
Loss Contingency Accrual Carrying Value Current
LossContingencyAccrualCarryingValueCurrent
|
50000 | usd |
CY2023Q1 | us-gaap |
Goodwill
Goodwill
|
1989000 | usd |
CY2022Q4 | us-gaap |
Goodwill
Goodwill
|
1989000 | usd |
CY2021Q4 | us-gaap |
Mortgage Loans In Process Of Foreclosure Amount
MortgageLoansInProcessOfForeclosureAmount
|
4000000 | usd |
CY2023Q1 | us-gaap |
Common Stock Other Value Outstanding
CommonStockOtherValueOutstanding
|
2400000 | usd |
CY2023Q1 | us-gaap |
Interest Expense Debt
InterestExpenseDebt
|
49000 | usd |
CY2022Q1 | us-gaap |
Interest Expense Debt
InterestExpenseDebt
|
29000 | usd |
CY2023Q1 | us-gaap |
Principal Investment Gains Losses
PrincipalInvestmentGainsLosses
|
1799000 | usd |
CY2022Q1 | us-gaap |
Principal Investment Gains Losses
PrincipalInvestmentGainsLosses
|
1919000 | usd |
CY2023Q1 | sieb |
Decrease Year Of Principal Investment Gains Losses
DecreaseYearOfPrincipalInvestmentGainsLosses
|
-120000 | usd |
CY2023Q1 | sieb |
Unrealized Gain And Loss On Securities
UnrealizedGainAndLossOnSecurities
|
1001000 | usd |
CY2022Q1 | sieb |
Unrealized Gain And Loss On Securities
UnrealizedGainAndLossOnSecurities
|
-2186000 | usd |
CY2023Q1 | sieb |
Decreases Year Of Unrealized Gain Loss On Securities
DecreasesYearOfUnrealizedGainLossOnSecurities
|
3187000 | usd |
CY2023Q1 | us-gaap |
Principal Transactions Revenue
PrincipalTransactionsRevenue
|
2800000 | usd |
CY2022Q1 | us-gaap |
Principal Transactions Revenue
PrincipalTransactionsRevenue
|
-267000 | usd |
CY2023Q1 | sieb |
Decrease Year Of Principal Transactions Revenue
DecreaseYearOfPrincipalTransactionsRevenue
|
3067000 | usd |
CY2023Q1 | sieb |
Revenue From Stock Borrow Or Stock Loan
RevenueFromStockBorrowOrStockLoan
|
3442000 | usd |
CY2023Q1 | sieb |
Gross Revenue From Stock Borrow Or Stock Loan
GrossRevenueFromStockBorrowOrStockLoan
|
9776000 | usd |
CY2023Q1 | sieb |
Expenses From Stock Borrow Or Stock Loan
ExpensesFromStockBorrowOrStockLoan
|
6334000 | usd |
CY2022Q1 | sieb |
Revenue From Stock Borrow Or Stock Loan
RevenueFromStockBorrowOrStockLoan
|
3578000 | usd |
CY2022Q1 | sieb |
Gross Revenue From Stock Borrow Or Stock Loan
GrossRevenueFromStockBorrowOrStockLoan
|
7465000 | usd |
CY2022Q1 | sieb |
Expenses From Stock Borrow Or Stock Loan
ExpensesFromStockBorrowOrStockLoan
|
3887000 | usd |
CY2023Q1 | sieb |
Provisionbenefit Forfrom Income Taxes
ProvisionbenefitForfromIncomeTaxes
|
1136000 | usd |
CY2023Q1 | us-gaap |
Comprehensive Income Net Of Tax
ComprehensiveIncomeNetOfTax
|
4351000 | usd |
CY2023Q1 | us-gaap |
Effective Income Tax Rate Reconciliation Change In Enacted Tax Rate
EffectiveIncomeTaxRateReconciliationChangeInEnactedTaxRate
|
0.26 | pure |
CY2023Q1 | us-gaap |
Effective Income Tax Rate Reconciliation State And Local Income Taxes
EffectiveIncomeTaxRateReconciliationStateAndLocalIncomeTaxes
|
0.21 | pure |
CY2022Q1 | sieb |
Provisionbenefit Forfrom Income Taxes
ProvisionbenefitForfromIncomeTaxes
|
282000 | usd |
CY2022Q1 | us-gaap |
Comprehensive Income Net Of Tax
ComprehensiveIncomeNetOfTax
|
1374000 | usd |
CY2022Q1 | us-gaap |
Effective Income Tax Rate Reconciliation Change In Enacted Tax Rate
EffectiveIncomeTaxRateReconciliationChangeInEnactedTaxRate
|
0.21 | pure |
CY2023Q1 | us-gaap |
Unrecognized Tax Benefits
UnrecognizedTaxBenefits
|
1596000 | usd |
CY2022Q4 | us-gaap |
Unrecognized Tax Benefits
UnrecognizedTaxBenefits
|
1596000 | usd |
CY2023Q1 | dei |
Document Fiscal Period Focus
DocumentFiscalPeriodFocus
|
Q1 | |
CY2023Q1 | dei |
Entity Central Index Key
EntityCentralIndexKey
|
0000065596 | |
CY2023Q1 | srt |
Net Capital
NetCapital
|
1000000 | usd |
CY2023Q1 | sieb |
Percentage Of Aggregate Debit Balance To Net Capital
PercentageOfAggregateDebitBalanceToNetCapital
|
0.02 | pure |
CY2023Q1 | sieb |
Net Capital In Excess Of Minimum Requirement
NetCapitalInExcessOfMinimumRequirement
|
31800000 | usd |
CY2022Q4 | sieb |
Net Capital In Excess Of Its Minimum Requirement
NetCapitalInExcessOfItsMinimumRequirement
|
1400000 | usd |
CY2022Q4 | sieb |
Percentage Of Aggregate Debit Balance To Net Capital
PercentageOfAggregateDebitBalanceToNetCapital
|
0.4449 | pure |
CY2022Q4 | sieb |
Reserve Account Excess Amount
ReserveAccountExcessAmount
|
11900000 | usd |
CY2022Q4 | us-gaap |
Securities Reserve Deposit Required And Made
SecuritiesReserveDepositRequiredAndMade
|
264300000 | usd |
CY2023Q1 | us-gaap |
Securities Reserve Deposit Required And Made
SecuritiesReserveDepositRequiredAndMade
|
1200000 | usd |
CY2023Q1 | sieb |
Margin Loans Extended
MarginLoansExtended
|
354000000 | usd |
CY2023Q1 | sieb |
Receivables From Customers1
ReceivablesFromCustomers1
|
51900000 | usd |
CY2022Q4 | sieb |
Margin Loans Extended
MarginLoansExtended
|
365400000 | usd |
CY2022Q4 | sieb |
Receivables From Customers1
ReceivablesFromCustomers1
|
52100000 | usd |
CY2023Q1 | sieb |
Health Claim Reinsurance Limit Per Employee
HealthClaimReinsuranceLimitPerEmployee
|
65000 | usd |
CY2023Q1 | sieb |
Expense For Self Insurance Claims
ExpenseForSelfInsuranceClaims
|
180000 | usd |
CY2023Q1 | us-gaap |
Common Stock Capital Shares Reserved For Future Issuance
CommonStockCapitalSharesReservedForFutureIssuance
|
3000000 | shares |
CY2023Q1 | sieb |
Employee Benefit Plans Shares Remained
EmployeeBenefitPlansSharesRemained
|
2704000 | shares |
CY2023Q1 | us-gaap |
Interest Expense Other
InterestExpenseOther
|
0 | usd |
CY2022Q1 | us-gaap |
Interest Expense Other
InterestExpenseOther
|
70000 | usd |
CY2023Q1 | us-gaap |
Deposits
Deposits
|
50000 | usd |
CY2023Q1 | us-gaap |
Cash
Cash
|
1200000 | usd |
CY2023Q1 | us-gaap |
Deferred Tax Liabilities Deferred Expense Other Capitalized Costs
DeferredTaxLiabilitiesDeferredExpenseOtherCapitalizedCosts
|
383000 | usd |
CY2022Q4 | us-gaap |
Deferred Tax Liabilities Deferred Expense Other Capitalized Costs
DeferredTaxLiabilitiesDeferredExpenseOtherCapitalizedCosts
|
318000 | usd |
CY2023Q1 | us-gaap |
Common Stock Shares Authorized
CommonStockSharesAuthorized
|
100000000 | shares |
CY2023Q1 | sieb |
Prepaid Service Contract Noncurrent
PrepaidServiceContractNoncurrent
|
usd | |
CY2023Q1 | us-gaap |
Increase Decrease In Financial Instruments Sold Not Yet Purchased
IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased
|
usd | |
CY2023Q1 | us-gaap |
Payments To Acquire Equity Method Investments
PaymentsToAcquireEquityMethodInvestments
|
usd | |
CY2023Q1 | sieb |
Treasurystockvalues
Treasurystockvalues
|
usd | |
CY2023Q1 | sieb |
Transfers Of Rise Membership Interests
TransfersOfRiseMembershipInterests
|
usd | |
CY2023Q1 | us-gaap |
Proceeds From Repayments Of Related Party Debt
ProceedsFromRepaymentsOfRelatedPartyDebt
|
usd | |
CY2023Q1 | sieb |
Transfers Of Rise Membership Interest
TransfersOfRiseMembershipInterest
|
usd | |
CY2023Q1 | sieb |
Purchase Of Equity Method Investment In Related Party
PurchaseOfEquityMethodInvestmentInRelatedParty
|
usd | |
CY2023Q1 | sieb |
Due From Pershing Capital
DueFromPershingCapital
|
usd | |
CY2023Q1 | us-gaap |
Right Of Use Asset Obtained In Exchange For Operating Lease Liability
RightOfUseAssetObtainedInExchangeForOperatingLeaseLiability
|
usd | |
CY2022Q1 | us-gaap |
Right Of Use Asset Obtained In Exchange For Operating Lease Liability
RightOfUseAssetObtainedInExchangeForOperatingLeaseLiability
|
usd | |
CY2023Q1 | dei |
Amendment Flag
AmendmentFlag
|
false | |
CY2023Q1 | dei |
Current Fiscal Year End Date
CurrentFiscalYearEndDate
|
--12-31 |