$SNEX 3 SEC Filings

Filed On	Filing
09 Oct 2026	Form 3: DiCiollo Anthony J, Head of Institutional Segment Holds 162,786 shares of Common Stock
03 Nov 2025	Form 3: Kallinikos Gregory, APAC Operations CEO Holds 9,000 shares of Common Stock
17 Jul 2024	Form 3: Davison Stuart, Chief Operating Officer Holds 3,404 shares of Common Stock
02 Nov 2021	Form 3: Thamodaran Dhamu R., Director Holds 585 shares of Restricted Shares of Common Stock
14 May 2021	Form 3: Perkins Abigail H, Chief Information Officer Holds 800 shares of Common
04 Aug 2020	Form 3: Stevens Glenn Henry, CEO - subsidiary entity No securities owned
04 Aug 2020	Form 3: Rotsztain Diego, Chief Governance/Legal Officer No securities owned
21 May 2020	Form 3: Bexiga Annabelle G, Director Holds 1,470 shares of Restricted Shares of Common Stock
02 Nov 2018	Form 3: Cooper Diane L., Director Holds 377 shares of Restricted Shares of Common Stock
17 Apr 2018	Form 3: Kass Steven A, Director Holds 2,009 shares of Common Stock
05 Jan 2016	Form 3: Maurer Mark Lowry, CEO - subsidiary entity
04 Jan 2016	Form 3: Harrod Patricia Marie, Chief Risk Officer Holds 3,220 shares of Restricted Shares of Common Stock
04 Dec 2014	Form 3: Wilde Malcolm James, CEO - subsidiary entity Holds 56,384 shares of Common
04 Dec 2014	Form 3: Lyon Charles M, CEO - subsidiary entity Holds 3,469 shares of Common Stock
23 Sep 2014	Form 3: Grzybowski Edward J, Director No securities owned
06 May 2013	Form 3: Nguyen Xuong, COO of Affiliates Holds 7,156 shares of Restricted Shares of Common Stock
03 Apr 2013	Form 3: Hanley George P., CEO - subsidiary entity Holds 142,890 shares of Common
07 Mar 2013	Form 3: Smith Philip Andrew, CEO - subsidiary entity Holds 92,939 shares of Common
20 Dec 2012	Form 3: Schroeder Aaron, Group Controller Holds 3,796 shares of Common Stock
01 Jun 2012	Form 3: Friedman R. Rene, Vice President Holds 0 shares of Common

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