$SNEX SEC Filings

Filed On	Filing
15 Oct 2026	Form 4: Smith Philip Andrew, Director Received 45,000 shares by exercise or conversion ($401K) · Sold 45,000 shares ($2.68M)
15 Oct 2026	144
14 Oct 2026	Form 4: Maurer Mark Lowry, Chief Risk Officer Received 69,372 shares by exercise or conversion ($617K) · Sold 52,953 shares ($3.2M)
13 Oct 2026	Form 4: Oconnor Sean Michael, Director Received 157,500 shares by exercise or conversion ($1.4M) · Sold 76,148 shares ($4.6M)
13 Oct 2026	144
13 Oct 2026	144
09 Oct 2026	Form 3: DiCiollo Anthony J, Head of Institutional Segment Holds 162,786 shares of Common Stock
29 Sep 2026	Form 4: Smith Philip Andrew, Director Received 56,250 shares by exercise or conversion ($501K) · Sold 56,250 shares ($3.69M)
28 Sep 2026	144
16 Sep 2026	Form 4: Perkins Abigail H, Chief Information Officer Sold 8,924 shares ($614K)
16 Sep 2026	144
16 Sep 2026	Form 4: Rotsztain Diego, Chief Governance/Legal Officer Received 50,625 shares by exercise or conversion ($621K) · Sold 30,327 shares ($2.09M) · Sold 20,298 shares ($1.36M)
15 Sep 2026	Form 4: Maurer Mark Lowry, Chief Risk Officer Received 69,372 shares by exercise or conversion ($617K) · Sold 52,564 shares ($3.62M) · Sold 50,528 shares ($3.39M)
15 Sep 2026	144
14 Sep 2026	144
14 Sep 2026	144
11 Sep 2026	Form 4: Lyon Charles M, President Gave 500 shares as a gift
28 Aug 2026	8-K: Regulation FD Disclosure
17 Aug 2026	Form 4: Dunaway William J, Chief Financial Officer Received 126,562 shares by exercise or conversion ($1.13M) · Sold 96,490 shares ($6.4M)
14 Aug 2026	144

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