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$SOFI
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$SOFI SEC Filings

Filed On Filing
27 Oct 2026 8-K: Results of Operations and Financial Condition

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

22 Oct 2026 Form 4: Keough Kelli, EVP, GBUL, SIPS

Sold 10,203 shares ($150K)

23 Sep 2026 Form 4: Keough Kelli, EVP, GBUL, SIPS

Sold 10,203 shares ($173K)

23 Sep 2026 Form 4: Rishel Jeremy, Chief Technology Officer

Sold 18,624 shares ($326K)

21 Sep 2026 144
21 Sep 2026 144
16 Sep 2026 Form 4: Schuppenhauer Eric, EVP GBUL Borrow

Received 6,493 shares by exercise or conversion · Gave up 2,757 shares to cover exercise price or tax ($47.6K)

16 Sep 2026 Form 4: Keough Kelli, EVP, GBUL, SIPS

Received 127,867 shares by exercise or conversion · Gave up 66,033 shares to cover exercise price or tax ($1.14M)

16 Sep 2026 Form 4: Pinto Arun, Chief Risk Officer

Received 21,174 shares by exercise or conversion · Gave up 11,838 shares to cover exercise price or tax ($205K)

16 Sep 2026 Form 4: Rishel Jeremy, Chief Technology Officer

Received 77,935 shares by exercise or conversion · Gave up 41,750 shares to cover exercise price or tax ($721K)

16 Sep 2026 Form 4: Lapointe Christopher, CFO and PAO

Received 104,152 shares by exercise or conversion · Gave up 59,341 shares to cover exercise price or tax ($1.03M)

16 Sep 2026 Form 4: Noto Anthony, Director

Received 345,554 shares by exercise or conversion · Gave up 188,259 shares to cover exercise price or tax ($3.26M)

16 Sep 2026 Form 4: Lavet Robert S, General Counsel

Received 36,057 shares by exercise or conversion · Gave up 14,414 shares to cover exercise price or tax ($249K)

15 Sep 2026 144
15 Sep 2026 144
15 Sep 2026 144
15 Sep 2026 144
15 Sep 2026 144
24 Aug 2026 Form 4: Keough Kelli, EVP, GBUL, SIPS

Sold 11,286 shares ($203K)

19 Aug 2026 Form 4: Schuppenhauer Eric, EVP GBUL Borrow

Received 55,731 shares by exercise or conversion · Gave up 23,720 shares to cover exercise price or tax ($427K)

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