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$SOR
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Company Executives

$SOR Management Team

Ms. Martin Dziura

Chief Compliance Officer

Age 65
Compensation -
Sex Female

Mr. Max Banhazl

Vice President

Age 37
Compensation -
Sex Male

Mr. Korey Bauer

Vice President

Age 35
Compensation -
Sex Male

Ms. Rita Dam

Treasurer

Age 58
Compensation -
Sex Female

Ms. Diane Drake

Secretary

Age 57
Compensation -
Sex Female

Mr. John Zader

Independent Chairman of the Board

Age 63
Compensation $4.351K USD
Sex Male
Directors
5
serving now
Independent
3 of 4
stated in the proxy; 1 not stated
Average tenure
5.0 years
from year joined
CEO also chairs the board
No
John P. Zader
Director Age On board Independent Committees Other public boards Pay Source
Sandra Brown
Not stated 2016
10 years
Independent
Audit Committee Nominating and Governance Committee
Investment Managers Series Trust III Not stated
Robert F. Goldrich
Not stated 2022
4 years
Independent
Audit Committee Nominating and Governance Committee
Investment Managers Series Trust III Not stated
John P. Zader
Not stated 2023
3 years
Independent
Audit Committee Nominating and Governance Committee
Investment Managers Series Trust II, Investment Managers Series Trust III Not stated
Maureen Quill
Not stated 2023
3 years
Not stated None stated Investment Managers Series Trust, Investment Managers Series Trust III Not stated
J. Richard Atwood Leaving at the meeting
Not stated Not stated Not independent None stated None stated Not stated

Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.

The latest proxy has no related-party section

The proxy filed Apr 7, 2026 does not include one, and no earlier proxy on record does.

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