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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 10 Insider sale notices · 1
Info BERMAN LYLE filed notice of proposed sale September 17, 2025

99,402 shares · $738,492 · via Alexander Capital L.P. · 10% Stockholder

Notable Late filing notice — 10-K April 02, 2024

Mill City Ventures III, Ltd. is unable to timely file its annual report on Form 10-K due to unavoidable delay in the preparation of the registrant’s financial and legal disclosures, which delay cou...

9 more red-flag filings behind a free account

See every red-flag filing Sui Group Holdings Ltd has made, with the filing behind each one.

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