$TOPS

$0.31 +$0.03 (10.36%) Close

$TOPS Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 4.6M shares outstanding

Who owns TOPS?

By type of holder

Institutions 5.3% Insiders 0.0% Everyone else 94.7%

Concentration Top 10 holders own 68.7%

Family Trading Inc. 63.4% · HRT Financial LP 2.4%

Institutional ownership

5.3%

+3.3 pts vs last qtr

Institutional holders

+2 vs last qtr

Net shares bought

+151.4K

by institutions in Q2 2026

New / sold out

5 / 3

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

HRT Financial LP +76.2K
UBS Group AG +38.1K

Biggest sellers in Q2 2026

Dimensional Fund Advisors LP SOLD OUT −19.7K
Cetera Investment Advisers −227

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for Top Ships Inc in the last 12 months.

Is your stake being diluted?

Diluted share count, FY2021–FY2025

+2687.4%

+129.77% a year

Each share's claim on the business

−96.4%

shrank without buying or selling a share

Spent on buybacks vs paid in stock

— vs $50K

over 5 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years0% 3–5 years0% 1–3 years27% Under 1 year73%

Quarterly turnover

101.1%

of institutional shares changed hands

Top 10 managers, median time held

1 quarter

Super Investors

Investment managers reporting TOPS on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
HF HRT Financial LP	111.6K	2.41%	+76.2K (+215.5%)	Q1 '26	0.0%
Shares held by quarter Peak holding111.6K (Q2'26) Change over 8 quarters+111.6K Share of the company2.410% HRT Financial LP's full portfolio →
UG UBS Group AG	53.7K	1.16%	+38.1K (+243.6%)	2025	0.0%
Shares held by quarter Peak holding53.7K (Q2'26) Change over 8 quarters+48.6K Share of the company1.160% UBS Group AG's full portfolio →

HRT Financial LP

111.6K

% of company

2.41%

Change vs last qtr

+76.2K (+215.5%)

Held since

Q1 '26

UBS Group AG

53.7K

% of company

1.16%

Change vs last qtr

+38.1K (+243.6%)

Held since

2025

15 more super investors behind a free account

See every manager holding Top Ships Inc, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting TOPS on Form N-PORT; together they hold 0.2% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
DU Dimensional U.S. Targeted Value ETF Dimensional ETF Trust	$11K	5.0K	0.11%	0.00%	April 30, 2026
DU Dimensional US Small Cap Value ETF Dimensional ETF Trust	$8.46K	3.8K	0.08%	0.00%	April 30, 2026

Dimensional U.S. Targeted Value ETF

Dimensional ETF Trust

Position value

$11K

% of company

0.11%

% of the fund

0.00%

As of

April 30, 2026

Dimensional US Small Cap Value ETF

Dimensional ETF Trust

Position value

$8.46K

% of company

0.08%

% of the fund

0.00%

As of

April 30, 2026

1 more funds behind a free account

See every fund holding Top Ships Inc and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
FT Family Trading Inc. 5%+ holder 13D · 23.7%	2.9M	63.35%	—	—	—	—
This holder reports through Schedule 13D/G, not a quarterly 13F. Share of the company63.350% Disclosed stake13D · 23.7% View the 13D/G filing →

Family Trading Inc.

5%+ holder13D · 23.7%

2.9M

% of company

63.35%

Change vs last qtr

—

Held since

—

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