| Filed On | Filing |
|---|---|
| 08 Oct 2026 | 15-12G |
| 28 Sep 2026 | 25-NSE |
| 24 Sep 2026 | FORM 25 |
| 14 Sep 2026 |
Form 3: Leonhardt Ronald Joseph Jr., Director
No securities owned |
| 14 Sep 2026 |
Form 3: Agarwal Madhur, Chief Financial Officer
No securities owned |
| 10 Sep 2026 |
8-K: Departure/Election of Directors or Officers; Compensation
On September 4, 2026, each of William Dellal, Vice President, Chief Financial Officer; Nicholas Letica, Vice President and Chief Investment Officer; Rebecca Sandberg, Vice President, Chief Legal Officer, Secretary and Chief Compliance Of... |
| 25 Aug 2026 |
Form 4: Greenberg William Ross, Director
Received 667,827 shares as a grant or award · Returned 1,216,958 shares to the issuer ($14.6M) |
| 25 Aug 2026 |
Form 4: Hanson Alecia, Chief Administrative Officer
Received 65,204 shares as a grant or award · Returned 143,171 shares to the issuer ($1.72M) |
| 25 Aug 2026 |
Form 4: Sandberg Rebecca B, Chief Legal Officer
Received 168,271 shares as a grant or award · Returned 406,688 shares to the issuer ($4.88M) |
| 25 Aug 2026 |
Form 4: Rush Robert, Chief Risk Officer
Received 99,912 shares as a grant or award · Returned 242,470 shares to the issuer ($2.91M) |
| 25 Aug 2026 |
Form 4: Letica Nicholas, Chief Investment Officer
Received 297,105 shares as a grant or award · Returned 615,339 shares to the issuer ($7.38M) |
| 25 Aug 2026 |
Form 4: Boucher Nathan, EVP General Counsel RoundPoint
Received 20,893 shares as a grant or award · Returned 48,142 shares to the issuer ($578K) |
| 25 Aug 2026 |
Form 4: Campbell James D, EVP Servicing Ops RoundPoint
Received 18,993 shares as a grant or award · Returned 56,049 shares to the issuer ($673K) |
| 25 Aug 2026 |
Form 4: Dellal William, Chief Financial Officer
Returned 83,388 shares to the issuer ($1M) |
| 25 Aug 2026 |
Form 4: Halm Jillian, Chief Accounting Officer
Returned 18,833 shares to the issuer ($226K) |
| 25 Aug 2026 |
Form 4: Woodhouse Hope B, Director
Returned 56,444 shares to the issuer ($677K) |
| 25 Aug 2026 |
Form 4: Stern James A, Director
Returned 64,843 shares to the issuer ($778K) |
| 25 Aug 2026 |
Form 4: Kasnet Stephen G, Director
Returned 95,993 shares to the issuer ($1.15M) |
| 25 Aug 2026 |
Form 4: Hammond Karen, Director
Returned 59,097 shares to the issuer ($709K) |
| 25 Aug 2026 |
Form 4: Das Sanjiv, Director
Returned 20,410 shares to the issuer ($245K) |
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