$UPLD

$3.94 -$0.01 (0.25%) Close

$UPLD Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 3.0M shares outstanding

Who owns UPLD?

By type of holder

Institutions 0.0% Insiders 41.5% Everyone else 58.5%

Concentration Top 10 holders own 40.4%

Hill Michael Douglass 18.4% · Mcdonald John T 12.6%

Institutional ownership

0.0%

-100.0 pts vs last qtr

Institutional holders

-45 vs last qtr

Net shares bought

−10.1M

by institutions in Q2 2026

New / sold out

0 / 45

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

None.

Biggest sellers in Q2 2026

Ameriprise Financial Inc SOLD OUT −1.4M
Acadian Asset Management LLC SOLD OUT −1.2M

Who is planning to sell?

Notices of proposed sale, last 12 months

$17.8K

4 notices from 1 person

Shares covered

4.0K

0.14% of the company

Arranged in advance

100%

of the value is under a 10b5-1 plan

Under a 10b5-1 plan No plan

Largest proposed sellers

Timothy William Mattox Director 10b5-1 $17.8K

Every notice on Red Flags →

A Form 144 is notice of a planned sale, not the sale itself. What insiders actually sold is on Insider Transactions.

Is your stake being diluted?

Diluted share count, FY2019–FY2025

+23.9%

+3.63% a year

Each share's claim on the business

−19.3%

shrank without buying or selling a share

Spent on buybacks vs paid in stock

— vs $210M

over 7 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years0% 3–5 years100% 1–3 years0% Under 1 year0%

Quarterly turnover

50.0%

of institutional shares changed hands

Top 10 managers, median time held

4.5 years

Super Investors

Investment managers reporting UPLD on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
AF Ameriprise Financial Inc	—	—	SOLD OUT	—	0.0%
Shares held by quarter Peak holding1.4M (Q3'24) Change over 8 quarters−1.4M Ameriprise Financial Inc's full portfolio →
AA Acadian Asset Management LLC	—	—	SOLD OUT	—	0.0%
Shares held by quarter Peak holding1.3M (Q3'24) Change over 8 quarters−1.3M Acadian Asset Management LLC's full portfolio →

Ameriprise Financial Inc

—

% of company

—

Change vs last qtr

SOLD OUT

Held since

—

Acadian Asset Management LLC

—

% of company

—

Change vs last qtr

SOLD OUT

Held since

—

4 more super investors behind a free account

See every manager holding Upland Software Inc, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting UPLD on Form N-PORT; together they hold 129.4% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
CS Columbia Small Cap Value Discovery Fund Columbia Funds Series Trust I	$631K	1.0M	34.12%	0.03%	April 30, 2026
VT Vanguard Total Stock Market Index Fund Vanguard Index Funds	$612K	919.6K	31.10%	0.00%	March 31, 2026

Columbia Small Cap Value Discovery Fund

Columbia Funds Series Trust I

Position value

$631K

% of company

34.12%

% of the fund

0.03%

As of

April 30, 2026

Vanguard Total Stock Market Index Fund

Vanguard Index Funds

Position value

$612K

% of company

31.10%

% of the fund

0.00%

As of

March 31, 2026

23 more funds behind a free account

See every fund holding Upland Software Inc and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
HM Hill Michael Douglass Insider	543.4K	18.38%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company18.380% Hill Michael Douglass's insider activity →
MJ Mcdonald John T Insider	373.0K	12.61%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company12.610% Mcdonald John T's insider activity →

Hill Michael Douglass

Insider

543.4K

% of company

18.38%

Change vs last qtr

—

Held since

—

Mcdonald John T

Insider

373.0K

% of company

12.61%

Change vs last qtr

—

Held since

—

11 more holders behind a free account

See every insider and 5%+ holder of Upland Software Inc.

Comments