What XAI Floating Rate and Alternative Income Trust's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 2 | 3 |
| Sells | 0 | 0 |
| Total trades | 2 | 7 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 0 | 0 |
| Disposed | 0 | 0 |
| Net activity | +0 | +0 |
Common stock only — 7 reported trades in the last 12 months are in a security these totals do not cover.
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Spence John Yogi | Vice President | Oct 23 | Open-market buy · P | +1,000 | $16.50 | +$16.5K | 115,357 |
| Spence John Yogi | Insider | Oct 21 | Open-market buy · P | +2,000 | $17.07 | +$34.1K | 114,357 |
| Spence John Yogi | Vice President | Feb 19 | Open-market buy · P | +5,000 | $3.90 | +$19.5K | 561,792 |
| Brombach Theodore J | President & CEO | Dec 24 | Gift · G | −7,811 | — | — | 16,104 |
| McCulloch Benjamin | Secretary & CLO | Dec 24 | Other Transaction · J | +3,389 | — | — | 11,491 |
| Flynn Kimberly Ann | Vice President | Dec 24 | Other Transaction · J | +3,504 | — | — | 46,708 |
| Spence John Yogi | Vice President | Dec 24 | Gift · G | −7,811 | — | — | 16,104 |
| Law Lauren Kristen | Insider | Oct 24 | Open-market buy · P | +20,000 | $5.01 | +$100K | 20,000 |
| Jones Scott C | Insider | Sep 11 | Open-market sale · S | −13,009 | $5.62 | −$73.1K | 0 |
| Spence John Yogi | Vice President | Feb 21 | Open-market buy · P | +2,000 | $6.38 | +$12.8K | 551,806 |
| Spence John Yogi | Vice President | Feb 19 | Open-market buy · P | +3,000 | $6.41 | +$19.2K | 549,806 |
| Spence John Yogi | Insider | Dec 19 | Open-market buy · P | +2,000 | $6.50 | +$13K | 546,806 |
| Flynn Kimberly Ann | Vice President | Dec 18 | Other Transaction · J | +3,004 | — | — | 43,204 |
| Brombach Theodore J | President & CEO | Dec 18 | Other Transaction · J | −6,052 | — | — | 20,734 |
| McCulloch Benjamin | Secretary & CLO | Dec 18 | Other Transaction · J | +2,857 | — | — | 7,131 |
| Spence John Yogi | Vice President | Dec 18 | Other Transaction · J | −6,052 | — | — | 20,734 |
| Brombach Theodore J | President & CEO | Jul 17 | Other Transaction · J | −831 | — | — | 25,498 |
| Spence John Yogi | Insider | Jul 17 | Open-market buy · P | −831 | — | — | 25,498 |
| Brombach Theodore J | President & CEO | Jul 10 | Other Transaction · J | −2,390 | — | — | 25,498 |
| Spence John Yogi | Insider | Jul 10 | Other Transaction · J | −2,390 | — | — | 25,498 |
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