$XFLT

$16.46 +$0.01 (0.06%) Close

$XFLT Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 15.2M shares outstanding

Who owns XFLT?

By type of holder

Institutions 0.0% Insiders 0.1% Everyone else 99.9%

Concentration Top 2 holders own 0.1%

Law Lauren Kristen 0.1% · Byrne Asset Management LLC 0.0%

Institutional ownership

0.0%

-2.8 pts vs last qtr

Institutional holders

-2 vs last qtr

Net shares bought

−420.2K

by institutions in Q2 2026

New / sold out

0 / 2

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

None.

Biggest sellers in Q2 2026

Rivernorth Capital Management, LLC SOLD OUT −384.8K
Sax Wealth Advisors, LLC SOLD OUT −35.4K

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for XAI Floating Rate and Alternative Income Trust in the last 12 months.

Is your stake being diluted?

There are not yet two fiscal years of reported share counts for XAI Floating Rate and Alternative Income Trust.

How patient are the owners?

Institutional shares by how long they've been held

5+ years0% 3–5 years100% 1–3 years0% Under 1 year0%

Quarterly turnover

50.0%

of institutional shares changed hands

Top 10 managers, median time held

4.5 years

Super Investors

Investment managers reporting XFLT on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
RC Rivernorth Capital Management, LLC	—	—	SOLD OUT	—	0.0%
Shares held by quarter Peak holding848.0K (Q4'25) Change over 8 quarters0 Rivernorth Capital Management, LLC's full portfolio →
SW Sax Wealth Advisors, LLC	—	—	SOLD OUT	—	0.0%
Shares held by quarter Peak holding35.4K (Q4'25) Change over 8 quarters0 Sax Wealth Advisors, LLC's full portfolio →

Rivernorth Capital Management, LLC

—

% of company

—

Change vs last qtr

SOLD OUT

Held since

—

Sax Wealth Advisors, LLC

—

% of company

—

Change vs last qtr

SOLD OUT

Held since

—

1 more super investors behind a free account

See every manager holding XAI Floating Rate and Alternative Income Trust, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting XFLT on Form N-PORT; together they hold 14.9% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
MD Matisse Discounted Closed-End Fund Strategy Starboard Investment Trust	$2.5M	520.0K	3.41%	3.65%	December 31, 2025
MD Matisse Discounted Bond CEF Strategy Starboard Investment Trust	$1.92M	400.0K	2.63%	3.69%	December 31, 2025

Matisse Discounted Closed-End Fund Strategy

Starboard Investment Trust

Position value

$2.5M

% of company

3.41%

% of the fund

3.65%

As of

December 31, 2025

Matisse Discounted Bond CEF Strategy

Starboard Investment Trust

Position value

$1.92M

% of company

2.63%

% of the fund

3.69%

As of

December 31, 2025

15 more funds behind a free account

See every fund holding XAI Floating Rate and Alternative Income Trust and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
LL Law Lauren Kristen Insider	20.0K	0.13%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.130% Law Lauren Kristen's insider activity →

Law Lauren Kristen

Insider

20.0K

% of company

0.13%

Change vs last qtr

—

Held since

—

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