Quarterly 13F snapshot: US-listed longs only, no performance figures — 13F data cannot support them.
Reported portfolio value by quarter (36 quarters reported)
$59.5M in Q4 2017 → $26.4M now. Hover for any quarter.
As reported for the quarter ended September 30, 2026. Activity is the change in share count since the prior quarter's filing.
| Holding | % of portfolio | Activity | Shares | Value |
|---|---|---|---|---|
| TC Trinity Cap Inc | 11.4% | Added 0.9% | 171,820 | $3.02M |
| Capital Southwest Corp | 7.1% | Added 0.6% | 80,526 | $1.86M |
| AH Alphatec Hldgs Inc | 5.6% | Added 2.2% | 1,485,000 | $1.48M |
| VP Vici Pptys Inc | 5.1% | Added 9.8% | 58,696 | $1.35M |
| Sm Energy Company | 4.8% | Added 0.0% | 37,400 | $1.26M |
| MS Main Str Cap Corp | 4.6% | Added 0.9% | 22,095 | $1.22M |
| Hercules Capital Inc | 3.8% | Added 0.7% | 59,906 | $1.01M |
| Capital Southwest Corp | 3.7% | Added 6.0% | 936,000 | $967K |
| Blue Owl Capital Inc | 3.6% | Added 0.7% | 103,249 | $939K |
| Lyft Inc | 3.1% | New | 850,000 | $813K |
| Carlyle Group Inc | 2.8% | Added 0.9% | 18,795 | $745K |
| SS State Str SPDR S&P 500 ETF T | 2.3% | Added 0.1% | 807 | $615K |
| Rithm Capital Corp | 2.2% | Added 0.8% | 66,158 | $591K |
| NC Neostellar Cap Corp | 2.1% | New | 72,245 | $556K |
| RE Roundhill ETF Trust | 2.1% | New | 9,106 | $550K |
| Ares Capital Corp | 1.8% | Added 1.4% | 25,355 | $484K |
| VI Vanguard Intl Equity Index F | 1.7% | Added 0.1% | 7,692 | $456K |
| IT Ishares Tr | 1.7% | Unchanged | 4,282 | $445K |
| II Innovative Indl Pptys Inc | 1.6% | Trimmed 20% | 8,000 | $421K |
| Runway Growth Finance Corp | 1.4% | Added 1.5% | 57,636 | $382K |
| FM Ford Mtr Co | 1.4% | Trimmed 0.3% | 31,177 | $376K |
| Fluence Energy Inc | 1.4% | New | 500,000 | $374K |
| AD Adams Diversified Equity Fd | 1.3% | Added 3.0% | 13,674 | $351K |
| CS Calamos Strategic Total Retu | 1.2% | Added 2.5% | 15,628 | $319K |
| VE Virtus Equity & Conv Incm Fd | 1.2% | Added 14% | 12,564 | $314K |
| ND Nexpoint Diversified Rel Et | 1.2% | Added 0.2% | 59,944 | $312K |
| GD Gabelli Divid & Income Tr | 1.0% | Added 2.8% | 9,662 | $273K |
| Ezcorp Inc | 1.0% | Unchanged | 9,142 | $272K |
| EV Eaton Vance Tax Advt Div Inc | 1.0% | Added 2.7% | 9,603 | $268K |
| IQ Invesco Qqq Tr | 1.0% | Unchanged | 349 | $258K |
| AG Alliancebernstein Global Hig | 0.9% | Added 3.0% | 25,524 | $248K |
| Carlyle Secured Lending Inc | 0.9% | Added 1.4% | 22,243 | $238K |
| AG Apollo Global Mgmt Inc | 0.8% | Added 1.0% | 1,917 | $222K |
| BC Blackrock Corpor Hi Yld Fd I | 0.8% | Added 3.4% | 28,314 | $222K |
| Blue Owl Capital Corporation | 0.8% | Unchanged | 20,049 | $210K |
| HJ Hancock John Tax-advantaged | 0.8% | Added 3.0% | 9,406 | $209K |
| BC Blackrock Cr Allocation | 0.8% | Added 0.5% | 22,327 | $208K |
| BS Blackstone Secd Lending Fd | 0.8% | Unchanged | 8,662 | $208K |
| Lyft Inc | 0.7% | Trimmed 51% | 190,000 | $196K |
| PS Palmer Square Capital Bdc In | 0.7% | Unchanged | 19,447 | $192K |
| Slr Investment Corp | 0.7% | Added 2.4% | 16,086 | $186K |
| NM New Mtn Fin Corp | 0.7% | New | 25,169 | $174K |
| C& Cohen & Steers Quality Incom | 0.7% | Added 2.8% | 15,851 | $173K |
| BM Blackrock Multi Sector Inc T | 0.6% | Added 4.8% | 13,889 | $156K |
| CC Crescent Cap Bdc Inc | 0.5% | Unchanged | 15,527 | $143K |
| TE Templeton Emerging Mkts Inco | 0.5% | Added 3.4% | 22,799 | $140K |
| EV Eaton Vance Mun Bd Fd | 0.5% | Unchanged | 13,213 | $120K |
| NQ Nuveen Quality Muncp Income | 0.4% | Unchanged | 11,715 | $119K |
| NA Nuveen Amt Free Qlty Mun Inc | 0.4% | Unchanged | 11,798 | $117K |
| AN Alliancebernstein Natl Mun I | 0.4% | Unchanged | 12,204 | $116K |
| US U S Global Invs Inc | 0.4% | Trimmed 6.7% | 37,486 | $108K |
| CI Cion Invt Corp | 0.4% | Unchanged | 14,600 | $102K |
| Blackrock Tcp Capital Corp | 0.4% | Unchanged | 24,717 | $98.9K |
| TV Triplepoint Venture Growth B | 0.4% | Unchanged | 19,494 | $94.7K |
| AF Advanced Flower Cap Inc | 0.4% | Unchanged | 26,000 | $93.6K |
| Selectquote Inc | 0.2% | Trimmed 0.3% | 116,337 | $47.1K |
What changed each quarter, from the filings' own share counts. Largest moves first; most recent 8 quarters.
quarter ended September 30, 2026 · filed October 29, 2026
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| Lyft Inc | New | +850,000 | +$813K | 3.1% |
| Wisdomtree Inc | Exited | −496,000 | −$747K | — |
| NC Neostellar Cap Corp | New | +72,245 | +$556K | 2.1% |
| RE Roundhill ETF Trust | New | +9,106 | +$550K | 2.1% |
| Fluence Energy Inc | New | +500,000 | +$374K | 1.4% |
| Wisdomtree Inc | Exited | −21,888 | −$371K | — |
| DS Dicks Sporting Goods Inc | Exited | −1,027 | −$233K | — |
| Lyft Inc | Trimmed | −200,000 | −$206K | 0.7% |
| NM New Mtn Fin Corp | New | +25,169 | +$174K | 0.7% |
| VP Vici Pptys Inc | Added | +5,225 | +$120K | 5.1% |
Showing the 10 largest of 44 changes.
quarter ended June 30, 2026 · filed August 13, 2026
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| Capital Southwest Corp | Trimmed | −10,511,000 | −$10.9M | 3.6% |
| Riot Platforms Inc | Exited | −1,100,000 | −$1.26M | — |
| PC Prospect Cap Corp | Exited | −426,418 | −$1.11M | — |
| AH Alphatec Hldgs Inc | Added | +753,000 | +$717K | 5.4% |
| Mara Holdings Inc | Exited | −500,000 | −$458K | — |
| FM Ford Mtr Co | New | +31,278 | +$435K | 1.7% |
| HS Ha Sustainable Infra Cap Inc | Exited | −8,663 | −$318K | — |
| II Innovative Indl Pptys Inc | Added | +5,110 | +$317K | 2.4% |
| Hercules Capital Inc | Added | +18,401 | +$290K | 3.7% |
| Ares Capital Corp | Added | +14,003 | +$259K | 1.8% |
Showing the 10 largest of 54 changes.
quarter ended March 31, 2026 · filed August 13, 2026
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| Wisdomtree Inc | Exited | −9,351,000 | −$10.8M | — |
| SS SPDR Series Trust | Exited | −100,675 | −$2.38M | — |
| Sm Energy Company | New | +37,445 | +$1.17M | 3.3% |
| Capital Southwest Corp | Trimmed | −802,000 | −$817K | 32.8% |
| AH Alphatec Hldgs Inc | New | +700,000 | +$717K | 2.0% |
| Civitas Resources Inc | Exited | −25,732 | −$697K | — |
| Super Micro Computer Inc | Exited | −505,000 | −$449K | — |
| Realty Income Corp | Exited | −7,699 | −$434K | — |
| GC Granite Constr Inc | Exited | −200,000 | −$319K | — |
| Rithm Capital Corp | Added | +30,026 | +$285K | 1.8% |
Showing the 10 largest of 51 changes.
quarter ended December 31, 2025 · filed February 12, 2026
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| SS SPDR Series Trust | Trimmed | −99,325 | −$2.35M | 4.9% |
| Riot Platforms Inc | New | +1,100,000 | +$1.24M | 2.5% |
| TC Trinity Cap Inc | Added | +31,824 | +$466K | 5.1% |
| Super Micro Computer Inc | New | +505,000 | +$449K | 0.9% |
| Mara Holdings Inc | New | +500,000 | +$416K | 0.8% |
| Tpg Inc | New | +3,400 | +$217K | 0.4% |
| HS Ha Sustainable Infra Cap Inc | Trimmed | −5,144 | −$162K | 0.6% |
| VP Vici Pptys Inc | Added | +5,000 | +$141K | 2.8% |
| DS Dicks Sporting Goods Inc | Trimmed | −689 | −$136K | 0.8% |
| US U S Global Invs Inc | Trimmed | −50,405 | −$121K | 0.2% |
Showing the 10 largest of 41 changes.
quarter ended September 30, 2025 · filed November 13, 2025
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| SS SPDR Series Trust | Added | +138,000 | +$3.28M | 9.7% |
| Wisdomtree Inc | Exited | −1,450,000 | −$1.9M | — |
| PC Prospect Cap Corp | Added | +293,311 | +$780K | 2.4% |
| SS SPDR S&P 500 ETF Tr | Trimmed | −1,072 | −$732K | 1.1% |
| Hercules Capital Inc | New | +40,565 | +$727K | 1.5% |
| Wisdomtree Inc | New | +548,000 | +$650K | 1.3% |
| Capital Southwest Corp | Added | +31,294 | +$636K | 3.2% |
| Blue Owl Capital Inc | Added | +33,156 | +$523K | 2.2% |
| Capital Southwest Corp | Trimmed | −525,000 | −$508K | 24.2% |
| PI Pennantpark Invt Corp | Exited | −68,210 | −$467K | — |
Showing the 10 largest of 50 changes.
quarter ended June 30, 2025 · filed August 06, 2025
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| Ezcorp Inc | Exited | −1,886,000 | −$1.88M | — |
| SS SPDR S&P 500 ETF Tr | New | +1,896 | +$1.17M | 2.7% |
| Capital Southwest Corp | Added | +871,000 | +$856K | 28.6% |
| SS SPDR Series Trust | Added | +32,000 | +$762K | 3.3% |
| AT&T Inc | Exited | −26,358 | −$745K | — |
| Blue Owl Capital Inc | New | +34,746 | +$667K | 1.5% |
| Enbridge Inc | Exited | −14,555 | −$645K | — |
| DS Dicks Sporting Goods Inc | New | +2,723 | +$539K | 1.2% |
| Carlyle Secured Lending Inc | New | +21,925 | +$300K | 0.7% |
| VC Victory Cap Hldgs Inc | Trimmed | −539 | −$34.3K | 0.6% |
Showing the 10 largest of 44 changes.
quarter ended March 31, 2025 · filed May 08, 2025
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| Capital Southwest Corp | Added | +3,716,000 | +$3.61M | 26.9% |
| SS SPDR Ser Tr | Trimmed | −30,000 | −$703K | 1.6% |
| Carlyle Group Inc | Added | +4,322 | +$188K | 2.0% |
| C& Cohen & Steers Quality Incom | New | +14,934 | +$188K | 0.4% |
| BM Blackrock Municipal Income | Exited | −11,669 | −$141K | — |
| TC Trinity Cap Inc | Added | +4,132 | +$62.6K | 4.8% |
| CD Compass Diversified | Trimmed | −2,348 | −$43.8K | 3.3% |
| AT&T Inc | Trimmed | −1,072 | −$30.3K | 1.7% |
| VP Vici Pptys Inc | Trimmed | −885 | −$28.9K | 3.1% |
| Verizon Communications Inc | Trimmed | −529 | −$24K | 1.1% |
Showing the 10 largest of 37 changes.
quarter ended December 31, 2024 · filed February 12, 2025
| Company | Action | Shares changed | Value of change | % of portfolio |
|---|---|---|---|---|
| Capital Southwest Corp | New | +8,224,000 | +$7.89M | 19.0% |
| UH Upstart Hldgs Inc | Exited | −2,755,000 | −$2.44M | — |
| CD Compass Diversified | New | +78,970 | +$1.82M | 4.4% |
| SS SPDR Ser Tr | New | +60,000 | +$1.41M | 3.4% |
| AG Apollo Global Mgmt Inc | Exited | −10,805 | −$1.35M | — |
| TC Trinity Cap Inc | Added | +84,801 | +$1.23M | 4.6% |
| Civitas Resources Inc | Added | +16,145 | +$741K | 2.2% |
| Capital Southwest Corp | Added | +31,097 | +$679K | 2.5% |
| VP Vici Pptys Inc | Added | +14,794 | +$432K | 3.0% |
| II Innovative Indl Pptys Inc | Exited | −2,390 | −$322K | — |
Showing the 10 largest of 44 changes.
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