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WADDELL & REED FINANCIAL INC 3 SEC Filings

Filed On Filing
25 Feb 2020 Form 3: Weaver Constance K, Director

Holds 0 shares of Class A Common

25 Feb 2020 Form 3: Kline Katherine M. A., Director

Holds 0 shares of Class A Common

06 Aug 2019 Form 3: Daley Michael John, VP - CAO, IR and Treasurer

Holds 4,221 shares of Class A Common

08 Jul 2019 Form 3: Jessee James A., Director

Holds 0 shares of Class A Common

12 Jun 2019 Form 3: Hanson Daniel P, SVP and CIO

Holds 109,912 shares of Class A Common

05 Mar 2019 Form 3: Andrade Kathie J., Director

Holds 0 shares of Class A Common

03 Jan 2019 Form 3: Scupham Amy J., SVP - Distribution

Holds 10,591 shares of Class A Common

03 Jan 2019 Form 3: Rackers Christopher W., SVP and CHRO

Holds 7,894 shares of Class A Common

03 Jan 2019 Form 3: Mihal Shawn M., SVP - Broker-Dealer

Holds 25,512 shares of Class A Common

23 Aug 2018 Form 3: Buyle Mark P., SVP, GC, CLO and Secretary

Holds 45,321 shares of Class A Common

07 Feb 2018 Form 3: Waddell & Reed Financial Inc, 10% owner and 4 others · Pro Farm Group, Inc.

Holds 2,014,583 shares of Common Stock

08 Mar 2016 Form 3: Clouse Benjamin R, Vice President and PAO

Holds 10,468 shares of Class A Common

10 Mar 2014 Form 3: Clouse Melissa A, VP, Controller & PAO

Holds 7,357 shares of Class A Common

13 Feb 2014 Form 3: Hills Wendy J, SVP, General Counsel & Secy.

Holds 29,499 shares of Class A Common

04 Mar 2011 Form 3: Sanders Philip James, SVP & Chief Investment Officer

Holds 175,620 shares of Class A Common

29 Jul 2010 Form 3: Morrissey Michael F, Director

Holds 5,000 shares of Class A Common

29 Jul 2010 Form 3: Godlasky Thomas C, Director

Holds 5,000 shares of Class A Common

29 Jul 2010 Form 3: Gasaway Sharilyn S, Director

Holds 5,000 shares of Class A Common

24 Jan 2008 Form 3: Williams Robert J Jr, SVP - Public Affairs

Holds 105,374 shares of Class A Common

20 Jan 2006 Form 3: Bloss Brent K, VP & Treasurer

Holds 5,890 shares of Class A Common

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