WADDELL & REED FINANCIAL INC 4/A SEC Filings

Filed On	Filing
22 Apr 2021	Form 4/A: Daley Michael John, VP - Chief Acct Off,IR & Treas Granted 2,047 Restricted Stock Units
29 Nov 2017	Form 4/A: Kosloff Alan W, Director Sold 19,178 shares ($361K)
11 Feb 2016	Form 4/A: Avery Michael L, President Holds 197,466 shares of Class A Common
04 Feb 2014	Form 4/A: Schulte Daniel C, See explanation below.
31 Jan 2013	Form 4/A: Avery Michael L, President Holds 313,080 shares of Class A Common
10 Jan 2013	Form 4/A: Strohm Michael D, SVP & Chief Operations Officer Gave 200 shares as a gift · Gave 125 shares as a gift
17 Sep 2010	Form 4/A: Avery Michael L, SVP & Chief Investment Officer Sold 10,000 shares ($274K)
23 Apr 2010	Form 4/A: Schieber Mark A, SVP & Controller Gave up 1,193 shares to cover exercise price or tax ($44K) · Received 2,800 shares as a grant or award
23 Apr 2010	Form 4/A: Bloss Brent K, SVP-Finance & Treasurer Gave up 1,648 shares to cover exercise price or tax ($60.8K) · Received 13,000 shares as a grant or award
19 Feb 2010	Form 4/A: Walton Jerry W, Director Received 3,997 shares as a grant or award
10 Apr 2009	Form 4/A: Raines James M, Director Disposed of 1,750 shares (Other Transaction)
09 Apr 2007	Form 4/A: Herrmann Henry J, Director Gave up 16,855 shares to cover exercise price or tax ($395K)
11 Jan 2007	Form 4/A: Logue Dennis E, Director Received 6,471 shares as a grant or award
31 Jan 2006	Form 4/A: Butch Thomas W, SVP & Chief Marketing Officer Holds 84,179 shares of Class A Common
04 Jan 2005	Form 4/A: Sundeen John E Jr, SVP, CFO & Treasurer Gave up 3,297 shares to cover exercise price or tax ($78.8K)
04 Jan 2005	Form 4/A: Herrmann Henry J, Director Gave up 11,683 shares to cover exercise price or tax ($279K)
28 May 2004	Form 4/A: Reimer Ronald C, Director Holds 10,021 shares of Class A Common
28 May 2004	Form 4/A: Raines James M, Director Holds 16,129 shares of Class A Common
28 May 2004	Form 4/A: Logue Dennis E, Director Holds 12,295 shares of Class A Common
28 May 2004	Form 4/A: Butch Thomas W, SVP & Chief Marketing Officer Disposed of 45,000 NQSO (Right to Buy) (Disposition to Issuer)

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