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WADDELL & REED FINANCIAL INC 4 SEC Filings

Filed On Filing
30 Apr 2021 Form 4: Walton Jerry W, Director

Returned 76,831 shares to the issuer · Disposed of 4,937 Restricted Stock Units (Disposition to Issuer)

30 Apr 2021 Form 4: Scupham Amy J., SVP - Distribution

Returned 71,044 shares to the issuer · Disposed of 16,628 Restricted Stock Units (Disposition to Issuer)

30 Apr 2021 Form 4: Sanders Philip James, Director

Returned 736,496 shares to the issuer · Disposed of 108,059 Restricted Stock Units (Disposition to Issuer)

30 Apr 2021 Form 4: Rackers Christopher W., SVP and CPBO

Returned 59,083 shares to the issuer · Disposed of 16,878 Restricted Stock Units (Disposition to Issuer)

30 Apr 2021 Form 4: Morrissey Michael F, Director

Returned 52,187 shares to the issuer · Disposed of 4,937 Restricted Stock Units (Disposition to Issuer)

30 Apr 2021 Form 4: Mihal Shawn M., SVP - Wealth Management

Returned 86,578 shares to the issuer · Disposed of 18,718 Restricted Stock Units (Disposition to Issuer)

30 Apr 2021 Form 4: Logue Dennis E, Director

Returned 76,956 shares to the issuer · Disposed of 4,937 Restricted Stock Units (Disposition to Issuer)

30 Apr 2021 Form 4: Kline Katherine M. A., Director

Returned 6,794 shares to the issuer · Disposed of 4,937 Restricted Stock Units (Disposition to Issuer)

30 Apr 2021 Form 4: Jessee James A., Director

Returned 11,229 shares to the issuer · Disposed of 4,937 Restricted Stock Units (Disposition to Issuer)

30 Apr 2021 Form 4: Bloss Brent K, President

Returned 367,201 shares to the issuer · Disposed of 62,600 Restricted Stock Units (Disposition to Issuer)

30 Apr 2021 Form 4: Hanson Daniel P, SVP & CIO

Returned 379,598 shares to the issuer · Disposed of 62,600 Restricted Stock Units (Disposition to Issuer)

30 Apr 2021 Form 4: Godlasky Thomas C, Director

Returned 58,026 shares to the issuer · Disposed of 6,517 Restricted Stock Units (Disposition to Issuer)

30 Apr 2021 Form 4: Gasaway Sharilyn S, Director

Returned 52,187 shares to the issuer · Disposed of 4,937 Restricted Stock Units (Disposition to Issuer)

30 Apr 2021 Form 4: Daley Michael John, VP - Chief Acct Off,IR & Treas

Returned 7,821 shares to the issuer · Disposed of 14,382 Restricted Stock Units (Disposition to Issuer)

30 Apr 2021 Form 4: Clouse Benjamin R, SVP & CFO

Returned 107,868 shares to the issuer · Disposed of 16,694 Restricted Stock Units (Disposition to Issuer)

30 Apr 2021 Form 4: Buyle Mark P., SVP, GC, CLO and Secretary

Returned 86,973 shares to the issuer · Disposed of 15,320 Restricted Stock Units (Disposition to Issuer)

30 Apr 2021 Form 4: Andrade Kathie J., Director

Returned 13,150 shares to the issuer · Disposed of 4,937 Restricted Stock Units (Disposition to Issuer)

12 Mar 2021 Form 4: Sanders Philip James, Director

Gave up 18,046 shares to cover exercise price or tax ($452K) · Granted 108,059 Restricted Stock Units

12 Mar 2021 Form 4: Rackers Christopher W., SVP and CPBO

Gave up 2,422 shares to cover exercise price or tax ($60.6K) · Granted 14,905 Restricted Stock Units

12 Mar 2021 Form 4: Scupham Amy J., SVP - Distribution

Gave up 2,714 shares to cover exercise price or tax ($67.9K) · Granted 15,501 Restricted Stock Units

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