Capital Raising

Registration statements are a company's standing capacity to issue securities — employee equity plans, shelf registrations it can draw on, and offerings. Frequent shelf takedowns can mean dilution; an S-1 is how a company first comes to market.

Effective Shelf registration (S-3) File № 333-226727

Filed August 09, 2018 · effective October 03, 2018 at 4:00 pm ET · 2 takedowns, latest October 02, 2020

View registration 1 amendment 1 post-effective amendment

Effective Shelf registration (S-3) File № 333-206625

Filed August 27, 2015 · effective September 02, 2015 at 4:00 pm ET · 5 takedowns, latest October 02, 2020

View registration 1 post-effective amendment

11 more registration filings behind a free account

See every share offering and shelf registration Pfenex Inc. has filed, and what became of it.

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