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Pfenex Inc. SEC Filings

Filed On Filing
11 Feb 2021 SC 13G/A
09 Dec 2020 SC 13G/A
09 Oct 2020 SC 13G/A
09 Oct 2020 SC 13G/A
09 Oct 2020 SC 13G/A
09 Oct 2020 SC 13G/A
09 Oct 2020 Form 3: Ligand Pharmaceuticals Inc, 10% owner

Holds 27,034,437 shares of Common Stock

05 Oct 2020 Form 4: Schneider Phillip M, Director

Disposed of 11,000 shares (Tender Offer) · Disposed of 110,000 Stock Option (right to buy) (Tender Offer)

05 Oct 2020 Form 4: Lucy Patrick K., Chief Business Officer

Disposed of 90,246 shares (Tender Offer) · Disposed of 372,865 Stock Option (right to buy) (Tender Offer)

05 Oct 2020 Form 4: Marquet Magda, Director

Disposed of 43,000 Stock Option (right to buy) (Tender Offer)

05 Oct 2020 Form 4: Scranton Shawn, Chief Operating Officer

Disposed of 155,000 Stock Option (right to buy) (Tender Offer)

05 Oct 2020 Form 4: Campbell Robin, Director

Disposed of 5,000 shares (Tender Offer) · Disposed of 110,000 Stock Option (right to buy) (Tender Offer)

05 Oct 2020 Form 4: Brenner Martin, Chief Scientific Officer

Disposed of 123,000 Stock Option (right to buy) (Tender Offer)

05 Oct 2020 Form 4: Masuoka Lorianne, Director

Disposed of 43,000 Stock Option (right to buy) (Tender Offer)

05 Oct 2020 Form 4: Grenfell-Gardner Jason, Director

Disposed of 10,000 shares (Tender Offer) · Disposed of 79,000 Stock Option (right to buy) (Tender Offer)

05 Oct 2020 Form 4: Schimmelpennink Evert B., Director

Disposed of 26,658 shares (Tender Offer) · Disposed of 1,070,062 Stock Option (right to buy) (Tender Offer)

05 Oct 2020 Form 4: Taylor John Mack, Director

Disposed of 115,000 Stock Option (right to buy) (Tender Offer)

05 Oct 2020 15-12B
05 Oct 2020 SC 13D/A
02 Oct 2020 EFFECT

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