What Pfenex Inc.'s executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 0 | 0 |
| Sells | 0 | 0 |
| Total trades | 0 | 0 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 0 | 0 |
| Disposed | 0 | 0 |
| Net activity | +0 | +0 |
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Schimmelpennink Evert B. | See Remarks | Oct 01 | Tender Offer · U | −10,000 | — | — | 0 |
| Schimmelpennink Evert B. | See Remarks | Oct 01 | Tender Offer · U | −16,658 | — | — | 0 |
| Schneider Phillip M | Director | Oct 01 | Tender Offer · U | −11,000 | — | — | 0 |
| Campbell Robin | Director | Oct 01 | Tender Offer · U | −5,000 | — | — | 0 |
| Lucy Patrick K. | Chief Business Officer | Oct 01 | Tender Offer · U | −90,246 | — | — | 0 |
| Grenfell-Gardner Jason | Director | Oct 01 | Tender Offer · U | −10,000 | — | — | 0 |
| Weiss Asset Management Lp | 10% owner | Sep 30 | Tender Offer · U | −801,424 | $12.00 | −$9.62M | 3,418,631 |
| Newtyn Management, Llc | 10% owner | Sep 30 | Tender Offer · U | −3,850,000 | — | — | 0 |
| Weiss Asset Management Lp | 10% owner | Sep 29 | Open-market sale · S | −100,000 | $12.74 | −$1.27M | 4,220,055 |
| Lucy Patrick K. | Chief Business Officer | Jun 16 | Open-market sale · S | −770 | $10.23 | −$7.87K | 90,246 |
| Lucy Patrick K. | Chief Business Officer | Jun 16 | Exercise / conversion · M | +770 | $3.38 | +$2.6K | 91,016 |
| Lucy Patrick K. | Chief Business Officer | Mar 02 | Open-market sale · S | −17,151 | $11.24 | −$193K | 90,246 |
| Lucy Patrick K. | Chief Business Officer | Mar 02 | Exercise / conversion · M | +17,151 | $3.38 | +$58K | 107,397 |
| Lucy Patrick K. | Chief Business Officer | Nov 27 | Open-market sale · S | −3,000 | $10.03 | −$30.1K | 89,622 |
| Lucy Patrick K. | Chief Business Officer | Sep 16 | Open-market sale · S | −250 | $10.01 | −$2.5K | 92,622 |
| Lucy Patrick K. | Chief Business Officer | Sep 16 | Open-market sale · S | −1,800 | $10.00 | −$18K | 92,872 |
| Lucy Patrick K. | Chief Business Officer | Sep 13 | Open-market sale · S | −3,950 | $10.01 | −$39.5K | 94,672 |
| Lucy Patrick K. | Chief Business Officer | Sep 06 | Open-market sale · S | −6,000 | $8.00 | −$48K | 98,622 |
| Schneider Phillip M | Director | Sep 11 | Open-market buy · P | +11,000 | $4.99 | +$54.9K | 11,000 |
| Schimmelpennink Evert B. | See Remarks | Sep 11 | Open-market buy · P | +500 | $5.01 | +$2.51K | 26,658 |
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