Pfenex Inc. 4 SEC Filings

Filed On	Filing
05 Oct 2020	Form 4: Schneider Phillip M, Director Disposed of 11,000 shares (Tender Offer) · Disposed of 110,000 Stock Option (right to buy) (Tender Offer)
05 Oct 2020	Form 4: Lucy Patrick K., Chief Business Officer Disposed of 90,246 shares (Tender Offer) · Disposed of 372,865 Stock Option (right to buy) (Tender Offer)
05 Oct 2020	Form 4: Marquet Magda, Director Disposed of 43,000 Stock Option (right to buy) (Tender Offer)
05 Oct 2020	Form 4: Scranton Shawn, Chief Operating Officer Disposed of 155,000 Stock Option (right to buy) (Tender Offer)
05 Oct 2020	Form 4: Campbell Robin, Director Disposed of 5,000 shares (Tender Offer) · Disposed of 110,000 Stock Option (right to buy) (Tender Offer)
05 Oct 2020	Form 4: Brenner Martin, Chief Scientific Officer Disposed of 123,000 Stock Option (right to buy) (Tender Offer)
05 Oct 2020	Form 4: Masuoka Lorianne, Director Disposed of 43,000 Stock Option (right to buy) (Tender Offer)
05 Oct 2020	Form 4: Grenfell-Gardner Jason, Director Disposed of 10,000 shares (Tender Offer) · Disposed of 79,000 Stock Option (right to buy) (Tender Offer)
05 Oct 2020	Form 4: Schimmelpennink Evert B., Director Disposed of 26,658 shares (Tender Offer) · Disposed of 1,070,062 Stock Option (right to buy) (Tender Offer)
05 Oct 2020	Form 4: Taylor John Mack, Director Disposed of 115,000 Stock Option (right to buy) (Tender Offer)
02 Oct 2020	Form 4: Weiss Asset Management Lp, 10% owner and 2 others Disposed of 801,424 shares (Tender Offer) ($9.62M)
02 Oct 2020	Form 4: Newtyn Management, Llc, 10% owner Disposed of 3,850,000 shares (Tender Offer)
30 Sep 2020	Form 4: Weiss Asset Management Lp, 10% owner and 2 others Sold 100,000 shares ($1.27M)
17 Jun 2020	Form 4: Lucy Patrick K., Chief Business Officer Received 770 shares by exercise or conversion ($2.6K) · Sold 770 shares ($7.87K)
11 May 2020	Form 4: Taylor John Mack, Director Granted 18,000 Stock Option (right to buy)
11 May 2020	Form 4: Schneider Phillip M, Director Granted 18,000 Stock Option (right to buy)
11 May 2020	Form 4: Grenfell-Gardner Jason, Director Granted 18,000 Stock Option (right to buy)
11 May 2020	Form 4: Campbell Robin, Director Granted 18,000 Stock Option (right to buy)
11 May 2020	Form 4: Masuoka Lorianne, Director Granted 18,000 Stock Option (right to buy)
11 May 2020	Form 4: Marquet Magda, Director Granted 18,000 Stock Option (right to buy)

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