FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND 3 SEC Filings

Filed On	Filing
01 Oct 2021	Form 3: Shugrue Gary, Independent Trustee Holds 0 shares of Common Shares
28 Mar 2019	Form 3: Sternberg David A, CEO of adviser Holds 0 shares of Common shares
28 Mar 2019	Form 3: Golden Randal L, CFO of adviser Holds 0 shares of Common shares
28 Mar 2019	Form 3: Vivaldi Holdings Llc, 100% owner of adviser
28 Mar 2019	Form 3: Vivaldi Asset Management, Llc, Adviser
12 Dec 2018	Form 3: Seidenberg Perpetua, Chief Compliance Officer No securities owned
12 Jun 2018	Form 3: Gallagher Terrance P, Secretary Holds 0 shares of Common Shares
12 Jun 2018	Form 3: Seyferth Robert, Director Holds 0 shares of Common Shares
12 Jun 2018	Form 3: Chad Eisenberg, Treasurer Holds 26,181 shares of Common Shares
12 Jun 2018	Form 3: Anthony Fischer J, Director Holds 0 shares of Common Shares
12 Jun 2018	Form 3: Peck Michael P, President Holds 26,181 shares of Common Shares
12 Jun 2018	Form 3: Lee David, Director Holds 0 shares of Common Shares

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