FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND 4 SEC Filings

Filed On	Filing
07 Jul 2026	Form 4: Peck Michael D, President Acquired 0.3 shares (Other Transaction) ($8.04) · Acquired 0.3 shares (Other Transaction) ($8.11) · Acquired 0.3 shares (Other Transaction) ($8.12) · 2 more
07 Jul 2026	Form 4: Chad Eisenberg, Treasurer Acquired 0.3 shares (Other Transaction) ($8.04) · Acquired 0.3 shares (Other Transaction) ($8.11) · Acquired 0.3 shares (Other Transaction) ($8.12) · 2 more
04 Jan 2022	Form 4: Sternberg David A, CEO OF FORMER ADVISER Acquired 16 shares (Other Transaction) ($446) · Acquired 0.15 shares (Other Transaction) ($4.19) · Acquired 57 shares (Other Transaction) ($1.57K) · 2 more
12 Nov 2021	Form 4: Sternberg David A, FORMER CEO OF ADVISER Acquired 15 shares (Other Transaction) ($408) · Acquired 16 shares (Other Transaction) ($440) · Acquired 0.15 shares (Other Transaction) ($4.14) · 5 more
04 Aug 2021	Form 4: Chad Eisenberg, Treasurer Bought 36.64 shares ($1K)
04 Aug 2021	Form 4: Golden Randal L, CFO OF ADVISER Bought 36.64 shares ($1K)
04 Aug 2021	Form 4: Peck Michael D, President Bought 36.64 shares ($1K)
04 Aug 2021	Form 4: Vivaldi Holdings Llc, 100% OWNER OF ADVISER Bought 36.64 shares ($1K)
04 Aug 2021	Form 4: Sternberg David A, CEO OF ADVISER Acquired 15 shares (Other Transaction) ($406) · Acquired 17 shares (Other Transaction) ($463) · Bought 36.64 shares ($1K)
24 May 2021	Form 4: Sternberg David A, CEO OF ADVISER Bought 492 shares ($13.2K)
05 Jan 2021	Form 4: Sternberg David A, CEO OF ADVISER Acquired 31 shares (Other Transaction) ($768) · Acquired 17 shares (Other Transaction) ($422) · Acquired 13 shares (Other Transaction) ($329) · 2 more
05 Jan 2021	Form 4: Golden Randal L, CFO OF ADVISER Acquired 13 shares (Other Transaction) ($311) · Acquired 13 shares (Other Transaction) ($317) · Acquired 14 shares (Other Transaction) ($347) · 1 more
05 Jan 2021	Form 4: Peck Michael D, President Acquired 13 shares (Other Transaction) ($311) · Acquired 13 shares (Other Transaction) ($317) · Acquired 14 shares (Other Transaction) ($347) · 1 more
05 Jan 2021	Form 4: Chad Eisenberg, Treasurer Acquired 13 shares (Other Transaction) ($311) · Acquired 13 shares (Other Transaction) ($317) · Acquired 14 shares (Other Transaction) ($347) · 1 more
05 Jan 2021	Form 4: Vivaldi Holdings Llc, 100% OWNER OF ADVISER Acquired 13 shares (Other Transaction) ($311) · Acquired 13 shares (Other Transaction) ($317) · Acquired 14 shares (Other Transaction) ($347) · 1 more
28 Oct 2020	Form 4: Sternberg David A, CEO OF ADVISER Acquired 13 shares (Other Transaction) ($311) · Acquired 13 shares (Other Transaction) ($317) · Bought 4,036 shares ($100K)
10 Jul 2020	Form 4: Golden Randal L, CFO of adviser Acquired 3,186 shares (Other Transaction) ($75.7K)
09 Jul 2020	Form 4: Sternberg David A, CEO of adviser Acquired 3,186 shares (Other Transaction) ($75.7K)
09 Jul 2020	Form 4: Chad Eisenberg, Treasurer Acquired 3,186 shares (Other Transaction) ($75.7K)
09 Jul 2020	Form 4: Peck Michael D, President Acquired 3,186 shares (Other Transaction) ($75.7K)

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