FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND 5 SEC Filings

Filed On	Filing
12 May 2026	Form 5: Chad Eisenberg, TREASURER Acquired 0.28 shares (Other Transaction) ($7.43) · Acquired 0.28 shares (Other Transaction) ($7.36) · Acquired 0.28 shares (Other Transaction) ($7.39) · 9 more
12 May 2026	Form 5: Peck Michael D, PRESIDENT Acquired 0.28 shares (Other Transaction) ($7.43) · Acquired 0.28 shares (Other Transaction) ($7.36) · Acquired 0.28 shares (Other Transaction) ($7.39) · 9 more
15 May 2025	Form 5: Chad Eisenberg, TREASURER Acquired 0.26 shares (Other Transaction) ($6.85) · Acquired 0.26 shares (Other Transaction) ($6.86) · Acquired 0.26 shares (Other Transaction) ($6.89) · 9 more
15 May 2025	Form 5: Peck Michael D, PRESIDENT Acquired 0.26 shares (Other Transaction) ($6.85) · Acquired 0.26 shares (Other Transaction) ($6.86) · Acquired 0.26 shares (Other Transaction) ($6.89) · 9 more
10 May 2024	Form 5: Peck Michael D, PRESIDENT Acquired 0.24 shares (Other Transaction) ($6.2) · Acquired 0.24 shares (Other Transaction) ($6.19) · Acquired 0.24 shares (Other Transaction) ($6.21) · 9 more
10 May 2024	Form 5: Chad Eisenberg, TREASURER Acquired 0.24 shares (Other Transaction) ($6.2) · Acquired 0.24 shares (Other Transaction) ($6.19) · Acquired 0.24 shares (Other Transaction) ($6.21) · 9 more
15 May 2023	Form 5: Peck Michael D, PRESIDENT Acquired 0.16 shares (Other Transaction) ($4.41) · Acquired 0.16 shares (Other Transaction) ($4.41) · Acquired 0.16 shares (Other Transaction) ($4.32) · 9 more
15 May 2023	Form 5: Chad Eisenberg, TREASURER Acquired 0.16 shares (Other Transaction) ($4.41) · Acquired 0.16 shares (Other Transaction) ($4.41) · Acquired 0.16 shares (Other Transaction) ($4.32) · 9 more
16 May 2022	Form 5: Sternberg David A, CEO OF FORMER ADVISER Acquired 0.16 shares (Other Transaction) ($4.43) · Acquired 17 shares (Other Transaction) ($470) · Acquired 0.16 shares (Other Transaction) ($4.41) · 1 more
13 May 2022	Form 5: Vft Holdings Lp, FORMER 100% OWNER OF ADVISER Acquired 0.15 shares (Other Transaction) ($4.14) · Acquired 0.15 shares (Other Transaction) ($4.19) · Acquired 0.16 shares (Other Transaction) ($4.48) · 4 more
13 May 2022	Form 5: Golden Randal L, CFO OF FORMER ADVISER Acquired 0.15 shares (Other Transaction) ($4.14) · Acquired 0.15 shares (Other Transaction) ($4.19) · Acquired 0.16 shares (Other Transaction) ($4.48) · 4 more
13 May 2022	Form 5: Chad Eisenberg, Treasurer Acquired 0.15 shares (Other Transaction) ($4.14) · Acquired 0.15 shares (Other Transaction) ($4.19) · Acquired 0.16 shares (Other Transaction) ($4.48) · 4 more
13 May 2022	Form 5: Peck Michael D, President Acquired 0.15 shares (Other Transaction) ($4.14) · Acquired 0.15 shares (Other Transaction) ($4.19) · Acquired 0.16 shares (Other Transaction) ($4.48) · 4 more
14 May 2021	Form 5: Sternberg David A, CEO OF ADVISER Bought 17,816.28 shares ($455K) · Acquired 12 shares (Other Transaction) ($313) · Acquired 13 shares (Other Transaction) ($340) · 1 more
14 May 2021	Form 5: Golden Randal L, CFO OF ADVISER Bought 17,816.28 shares ($455K) · Sold 17,816.28 shares ($474K)
14 May 2021	Form 5: Chad Eisenberg, Treasurer Bought 17,816.28 shares ($455K) · Sold 17,816.28 shares ($474K)
14 May 2021	Form 5: Peck Michael D, President Bought 17,816.28 shares ($455K) · Sold 17,816.28 shares ($474K)
14 May 2021	Form 5: Vivaldi Holdings Llc, 100% OWNER OF ADVISER Bought 17,816.28 shares ($455K) · Sold 17,816.28 shares ($474K)
08 May 2020	Form 5: Chad Eisenberg, Treasurer Acquired 19 shares (Other Transaction) ($460) · Acquired 4 shares (Other Transaction) ($102) · Acquired 5 shares (Other Transaction) ($128) · 6 more
08 May 2020	Form 5: Peck Michael D, President Acquired 19 shares (Other Transaction) ($460) · Acquired 4 shares (Other Transaction) ($102) · Acquired 5 shares (Other Transaction) ($128) · 6 more

12 May 2026

Acquired 0.28 shares (Other Transaction) ($7.43) · Acquired 0.28 shares (Other Transaction) ($7.36) · Acquired 0.28 shares (Other Transaction) ($7.39) · 9 more

12 May 2026

Form 5: Peck Michael D, PRESIDENT

Acquired 0.28 shares (Other Transaction) ($7.43) · Acquired 0.28 shares (Other Transaction) ($7.36) · Acquired 0.28 shares (Other Transaction) ($7.39) · 9 more

15 May 2025

Form 5: Chad Eisenberg, TREASURER

Acquired 0.26 shares (Other Transaction) ($6.85) · Acquired 0.26 shares (Other Transaction) ($6.86) · Acquired 0.26 shares (Other Transaction) ($6.89) · 9 more

15 May 2025

Form 5: Peck Michael D, PRESIDENT

Acquired 0.26 shares (Other Transaction) ($6.85) · Acquired 0.26 shares (Other Transaction) ($6.86) · Acquired 0.26 shares (Other Transaction) ($6.89) · 9 more

10 May 2024

Form 5: Peck Michael D, PRESIDENT

Acquired 0.24 shares (Other Transaction) ($6.2) · Acquired 0.24 shares (Other Transaction) ($6.19) · Acquired 0.24 shares (Other Transaction) ($6.21) · 9 more

10 May 2024

Form 5: Chad Eisenberg, TREASURER

Acquired 0.24 shares (Other Transaction) ($6.2) · Acquired 0.24 shares (Other Transaction) ($6.19) · Acquired 0.24 shares (Other Transaction) ($6.21) · 9 more

15 May 2023

Form 5: Peck Michael D, PRESIDENT

Acquired 0.16 shares (Other Transaction) ($4.41) · Acquired 0.16 shares (Other Transaction) ($4.41) · Acquired 0.16 shares (Other Transaction) ($4.32) · 9 more

15 May 2023

Form 5: Chad Eisenberg, TREASURER

Acquired 0.16 shares (Other Transaction) ($4.41) · Acquired 0.16 shares (Other Transaction) ($4.41) · Acquired 0.16 shares (Other Transaction) ($4.32) · 9 more

16 May 2022

Form 5: Sternberg David A, CEO OF FORMER ADVISER

Acquired 0.16 shares (Other Transaction) ($4.43) · Acquired 17 shares (Other Transaction) ($470) · Acquired 0.16 shares (Other Transaction) ($4.41) · 1 more

13 May 2022

Form 5: Vft Holdings Lp, FORMER 100% OWNER OF ADVISER

Acquired 0.15 shares (Other Transaction) ($4.14) · Acquired 0.15 shares (Other Transaction) ($4.19) · Acquired 0.16 shares (Other Transaction) ($4.48) · 4 more

13 May 2022

Form 5: Golden Randal L, CFO OF FORMER ADVISER

Acquired 0.15 shares (Other Transaction) ($4.14) · Acquired 0.15 shares (Other Transaction) ($4.19) · Acquired 0.16 shares (Other Transaction) ($4.48) · 4 more

13 May 2022

Form 5: Chad Eisenberg, Treasurer

Acquired 0.15 shares (Other Transaction) ($4.14) · Acquired 0.15 shares (Other Transaction) ($4.19) · Acquired 0.16 shares (Other Transaction) ($4.48) · 4 more

13 May 2022

Form 5: Peck Michael D, President

Acquired 0.15 shares (Other Transaction) ($4.14) · Acquired 0.15 shares (Other Transaction) ($4.19) · Acquired 0.16 shares (Other Transaction) ($4.48) · 4 more

14 May 2021

Form 5: Sternberg David A, CEO OF ADVISER

Bought 17,816.28 shares ($455K) · Acquired 12 shares (Other Transaction) ($313) · Acquired 13 shares (Other Transaction) ($340) · 1 more

14 May 2021

Form 5: Golden Randal L, CFO OF ADVISER

Bought 17,816.28 shares ($455K) · Sold 17,816.28 shares ($474K)

14 May 2021

Form 5: Chad Eisenberg, Treasurer

Bought 17,816.28 shares ($455K) · Sold 17,816.28 shares ($474K)

14 May 2021

Form 5: Peck Michael D, President

Bought 17,816.28 shares ($455K) · Sold 17,816.28 shares ($474K)

14 May 2021

Form 5: Vivaldi Holdings Llc, 100% OWNER OF ADVISER

Bought 17,816.28 shares ($455K) · Sold 17,816.28 shares ($474K)

08 May 2020

Form 5: Chad Eisenberg, Treasurer

Acquired 19 shares (Other Transaction) ($460) · Acquired 4 shares (Other Transaction) ($102) · Acquired 5 shares (Other Transaction) ($128) · 6 more

08 May 2020

Form 5: Peck Michael D, President

Acquired 19 shares (Other Transaction) ($460) · Acquired 4 shares (Other Transaction) ($102) · Acquired 5 shares (Other Transaction) ($128) · 6 more