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FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND 4/A SEC Filings

Filed On Filing
04 Aug 2021 Form 4/A: Sternberg David A, CEO OF ADVISER

Acquired 13 shares (Other Transaction) ($346) · Acquired 13 shares (Other Transaction) ($346) · Bought 492 shares ($13.2K)

28 Oct 2020 Form 4/A: Golden Randal L, CFO OF ADVISER

Acquired 13 shares (Other Transaction) ($308) · Acquired 3,173 shares (Other Transaction) ($75.4K)

28 Oct 2020 Form 4/A: Chad Eisenberg, Treasurer

Acquired 13 shares (Other Transaction) ($308) · Acquired 3,173 shares (Other Transaction) ($75.4K)

28 Oct 2020 Form 4/A: Peck Michael D, PRESIDENT

Acquired 13 shares (Other Transaction) ($308) · Acquired 3,173 shares (Other Transaction) ($75.4K)

28 Oct 2020 Form 4/A: Sternberg David A, CEO OF ADVISER

Acquired 13 shares (Other Transaction) ($308) · Acquired 3,173 shares (Other Transaction) ($75.4K)

28 Oct 2020 Form 4/A: Vivaldi Holdings Llc, 100% owner of adviser

Acquired 13 shares (Other Transaction) ($308) · Acquired 3,173 shares (Other Transaction) ($75.4K)

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