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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Insider sale notices · 2
Notable Phillips Adam Daniel filed notice of proposed sale July 25, 2024

4,500 shares · $82,535 · via MORGAN STANLEY SMITH BARNEY LLCEXECUTIVE SERVICES · Officer

Notable Petit Douglas Paul filed notice of proposed sale June 13, 2024

4,500 shares · $81,999 · via MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES · Director

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