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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 1 Delistings · 2
Info Delisting — NYSE AMERICAN LLC December 11, 2025
Notable Late filing notice — 10-K October 30, 2024

The records required to complete the annual audit were not able to be produced in time to permit the auditors to complete their work, specifically with regard to the acquisition of control of a sub...

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See every red-flag filing Rafael Holdings Inc has made, with the filing behind each one.

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