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$RIV
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Company Executives

Officer Age In this role Joined Pay Source
Jonathan M. Mohrhardt
Chief Financial Officer, Treasurer
Not stated Not stated Not stated Not reported
Patrick W. Galley Also a director
President
Title from the Form 4 dated Sep 24, 2026
Not stated Not stated Not stated Not reported
Marcus L. Collins
Chief Compliance Officer and Secretary
Not stated Not stated Not stated Not reported

Each officer opens the passage of the filing that names them. A title that changed since the list comes from the officer's latest Form 3, 4 or 5, and its start year is not stated there. "Not stated" means the filing does not say. Pay is the proxy's Summary Compensation Table, which reports only the named executive officers.

Directors
5
serving now
Independent
3 of 4
stated in the proxy; 1 not stated
Average tenure
Not stated
from year joined
CEO also chairs the board
No
Patrick W. Galley
Director Age On board Independent Committees Other public boards Pay Source
Patrick W. Galley
Not stated Not stated Not independent None stated None stated Not stated
John K. Carter
Not stated Not stated Independent
Audit Committee Nominating and Corporate Governance Committee
Carillon Mutual Funds (15 funds) Not stated
Lisa B. Mougin
Not stated Not stated Independent
Audit Committee · Chair Nominating and Corporate Governance Committee
None stated Not stated
David M. Swanson
Not stated Not stated Independent
Audit Committee Nominating and Corporate Governance Committee · Chair
Managed Portfolio Series (31 funds) Not stated
Jerry R. Raio
Not stated Not stated Not stated None stated None stated Not stated

Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.

The latest proxy has no related-party section

The proxy filed Aug 21, 2026 does not include one, and no earlier proxy on record does.

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