What RiverNorth Opportunities Fund Inc's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 0 | 0 |
| Sells | 0 | 0 |
| Total trades | 4 | 4 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 2,272,728 | 2,272,728 |
| Disposed | 0 | 0 |
| Net activity | +2,272,728 | +2,272,728 |
Common stock only — 3 reported trades in the last 12 months are in a security these totals do not cover.
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Galley Patrick W. | President | Sep 24 | Other Transaction · J | +219,708 | $10.49 | +$2.3M | 550,403 |
| Swanson David | Director | Sep 24 | Other Transaction · J | +459 | $10.49 | +$4.81K | 1,835 |
| RiverNorth Strategic Holdings, Llc | Insider | Sep 24 | Other Transaction · J | +2,272,728 | $10.49 | +$23.8M | 2,375,123 |
| O'Neill Stephen Andrew | Insider | Sep 24 | Other Transaction · J | +10,000 | $10.49 | +$105K | 119,923 |
| Raio Jerry | Director | Oct 10 | Other Transaction · J | +3,834 | $11.95 | +$45.8K | 8,412 |
| Galley Patrick W. | President | Oct 10 | Other Transaction · J | +112,213 | $11.95 | +$1.34M | 330,695 |
| O'Neill Stephen Andrew | Insider | Oct 10 | Other Transaction · J | +15,000 | $11.95 | +$179K | 94,768 |
| RiverNorth Strategic Holdings, Llc | Insider | Oct 10 | Other Transaction · J | +25,599 | $11.95 | +$306K | 102,395 |
| Rivernorth Capital MANAGEMENT, Llc | Insider | Nov 22 | Other Transaction · J | −76,796 | — | — | 0 |
| Rivernorth Capital MANAGEMENT, Llc | Insider | Dec 27 | Grant / award · A | +12,608 | $11.12 | +$140K | 89,368 |
| Rivernorth Capital MANAGEMENT, Llc | Insider | Dec 14 | Grant / award · A | +8,674 | $11.06 | +$96K | 76,760 |
| Rivernorth Capital MANAGEMENT, Llc | Insider | Dec 08 | Grant / award · A | +600 | $10.83 | +$6.5K | 68,086 |
| Rivernorth Capital MANAGEMENT, Llc | Insider | Dec 07 | Grant / award · A | +292 | $10.77 | +$3.14K | 67,486 |
| Rivernorth Capital MANAGEMENT, Llc | Insider | Dec 04 | Grant / award · A | +1,053 | $10.68 | +$11.2K | 67,194 |
| Rivernorth Capital MANAGEMENT, Llc | Insider | Dec 01 | Grant / award · A | +47 | $10.65 | +$501 | 66,141 |
| Rivernorth Capital MANAGEMENT, Llc | Insider | Nov 21 | Grant / award · A | +12,400 | $10.50 | +$130K | 66,094 |
| Rivernorth Capital MANAGEMENT, Llc | Insider | Nov 20 | Grant / award · A | +15,245 | $10.49 | +$160K | 53,694 |
| Rivernorth Capital MANAGEMENT, Llc | Insider | Nov 17 | Grant / award · A | +18,094 | $10.47 | +$189K | 38,449 |
| Raio Jerry | Director | Oct 27 | Open-market buy · P | +2,500 | $9.74 | +$24.4K | 4,000 |
| Rivernorth Capital MANAGEMENT, Llc | Insider | Jun 02 | Grant / award · A | +916 | $11.20 | +$10.3K | 20,355 |
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