$RIV

$10.16 -$0.09 (0.88%) Close

$RIV Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 27.1M shares outstanding

Who owns RIV?

By type of holder

Institutions 35.4% Insiders 10.3% Everyone else 54.3%

Concentration Top 10 holders own 35.9%

Sit Investment Associates Inc 9.2% · RiverNorth Strategic Holdings, LLC 8.8%

Institutional ownership

35.4%

-0.3 pts vs last qtr

Institutional holders

+3 vs last qtr

Net shares bought

−90.3K

by institutions in Q2 2026

New / sold out

10 / 7

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Raymond James Financial Inc +109.8K
Advisory Solutions Group, LLC NEW +84.5K

Biggest sellers in Q2 2026

Absolute Investment Advisers, LLC SOLD OUT −274.4K
Quarry LP SOLD OUT −119.9K

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for RiverNorth Opportunities Fund Inc in the last 12 months.

Is your stake being diluted?

There are not yet two fiscal years of reported share counts for RiverNorth Opportunities Fund Inc.

How patient are the owners?

Institutional shares by how long they've been held

5+ years32% 3–5 years13% 1–3 years18% Under 1 year38%

Quarterly turnover

5.9%

of institutional shares changed hands

Top 10 managers, median time held

4.8 years

Super Investors

Investment managers reporting RIV on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
SI Sit Investment Associates Inc	2.5M	9.17%	−10.0K (−0.4%)	Q3 '25	0.6%
Shares held by quarter Peak holding2.8M (Q4'25) Change over 8 quarters+2.5M Share of the company9.170% Sit Investment Associates Inc's full portfolio →
MS Morgan Stanley	1.9M	6.89%	−24.0K (−1.3%)	≤2021	0.0%
Shares held by quarter Peak holding1.9M (Q1'26) Change over 8 quarters+157.9K Share of the company6.890% Morgan Stanley's full portfolio →

Sit Investment Associates Inc

2.5M

% of company

9.17%

Change vs last qtr

−10.0K (−0.4%)

Held since

Q3 '25

Morgan Stanley

1.9M

% of company

6.89%

Change vs last qtr

−24.0K (−1.3%)

Held since

≤2021

28 more super investors behind a free account

See every manager holding RiverNorth Opportunities Fund Inc, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting RIV on Form N-PORT; together they hold 2.9% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
AC Amplify CEF High Income ETF Amplify ETF Trust	$9M	772.3K	2.85%	1.25%	June 30, 2026
AC Absolute Cef Opportunities Unified Series Trust	$178K	16.1K	0.06%	3.15%	March 31, 2026

Amplify CEF High Income ETF

Amplify ETF Trust

Position value

$9M

% of company

2.85%

% of the fund

1.25%

As of

June 30, 2026

Absolute Cef Opportunities

Unified Series Trust

Position value

$178K

% of company

0.06%

% of the fund

3.15%

As of

March 31, 2026

2 more funds behind a free account

See every fund holding RiverNorth Opportunities Fund Inc and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
RS RiverNorth Strategic Holdings, LLC Insider	2.4M	8.75%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company8.750% RiverNorth Strategic Holdings, LLC's insider activity →
GP Galley Patrick W. Insider	330.7K	1.22%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company1.220% Galley Patrick W.'s insider activity →

RiverNorth Strategic Holdings, LLC

Insider

2.4M

% of company

8.75%

Change vs last qtr

—

Held since

—

Galley Patrick W.

Insider

330.7K

% of company

1.22%

Change vs last qtr

—

Held since

—

3 more holders behind a free account

See every insider and 5%+ holder of RiverNorth Opportunities Fund Inc.

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