$SF 3 SEC Filings

Filed On	Filing
08 Jul 2025	Form 3: Rubulotta David, Co-Head Fixed Inc Cap Mkts Holds 0 shares of Common Stock
18 Jun 2025	Form 3: Raymond Charles Bradford, Co-Head Global Instl Eqty Adv Holds 42,555 shares of Common Stock
17 Jun 2025	Form 3: McDuffie Brantley, Co Head FI Capital Markets Holds 0 shares of Common Stock
28 Apr 2023	Form 3: Brown Maryam S., Director Holds 0 shares of Common Stock
28 Apr 2023	Form 3: Carnoy Lisa Landau, Director Holds 0 shares of Common Stock
10 Aug 2022	Form 3: Kavanaugh James P., Director
03 Apr 2020	Form 3: Reichert Christopher K, CEO of Stifel Bank & Trust Holds 13,082 shares of Common Stock
15 Aug 2019	Form 3: Ludeman Daniel J., Director
15 Aug 2019	Form 3: Berlew Adam T., Director
15 Jun 2017	Form 3: Peacock David A, Director Holds 115 shares of Common Stock
17 Jun 2016	Form 3: Brown Kathleen, Director No securities owned
17 Jun 2016	Form 3: Markus Maura A., Director No securities owned
08 Apr 2015	Form 3: Marischen James M, SENIOR VP & CHIEF RISK OFFICER Holds 3,582 shares of Common Stock
08 Apr 2015	Form 3: Fisher Mark P, SENIOR VP & GENERAL COUNSEL Holds 21,698 shares of Common Stock
18 Feb 2014	Form 3: Stifel Financial Corp, 10% owner and 1 other · Investcorp Credit Management BDC Inc Holds 2,181,818 shares of Common Stock
30 Aug 2013	Form 3: Stifel Financial Corp, 10% owner · Carlyle Secured Lending Inc Holds 116,469 shares of Common Stock
22 Feb 2013	Form 3: Michaud Thomas B., Director Holds 217,387 shares of Common Stock
22 Feb 2013	Form 3: Zimmerman Michael J, Director Holds 2,856 shares of Common Stock
10 Jan 2012	Form 3: Estep Stephen Chad, Senior Vice President Holds 777 shares of Common Stock
11 Apr 2011	Form 3: Brautigam Allen, Director, Branch Offices Holds 14,250 shares of Common Stock

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