$SF 4/A SEC Filings

Filed On	Filing
27 Jun 2025	Form 4/A: Kruszewski Ronald J, Director Disposed of 1,768 shares (Other Transaction) ($184K)
06 Jan 2025	Form 4/A: Fisher Mark P, Senior VP & General Counsel Received 4,198 shares by exercise or conversion · Gave up 2,258 shares to cover exercise price or tax ($169K) · Granted 5,977 Phantom Stock Units
17 Aug 2022	Form 4/A: Zimmerman Michael J, Director Granted 2,642 Phantom Stock Units ($150K)
17 Aug 2022	Form 4/A: Peacock David A, Director Granted 2,642 Phantom Stock Units ($150K)
17 Aug 2022	Form 4/A: Markus Maura A., Director Granted 2,642 Phantom Stock Units ($150K)
17 Aug 2022	Form 4/A: Ludeman Daniel J., Director Granted 2,642 Phantom Stock Units ($150K)
17 Aug 2022	Form 4/A: Brown Michael W, Director Granted 2,642 Phantom Stock Units ($150K)
17 Aug 2022	Form 4/A: Brown Kathleen, Director Granted 2,642 Phantom Stock Units ($150K)
17 Aug 2022	Form 4/A: Berlew Adam T., Director Granted 2,642 Phantom Stock Units ($150K)
04 Mar 2022	Form 4/A: Sliney David D, Chief Operating Officer Granted 11,333 Phantom Stock Units ($850K)
04 Jan 2017	Form 4/A: Dubinsky John P, Director Sold 4,000 shares ($181K)
15 Nov 2016	Form 4/A: Weisel Thomas W, Director Sold 3,031 shares ($172K)
15 Nov 2016	Form 4/A: Weisel Thomas W, Director Sold 99,700 shares ($4.55M)
15 Nov 2016	Form 4/A: Weisel Thomas W, Director Sold 150,000 shares ($6.02M)
02 Mar 2016	Form 4/A: Marischen James M, SENIOR VP & CHIEF RISK OFFICER Granted 1,870 Phantom Stock Units
02 Mar 2016	Form 4/A: Michaud Thomas B., Director Granted 31,425 Phantom Stock Units
02 Mar 2016	Form 4/A: Himelfarb Richard J, Director Granted 3,741 Phantom Stock Units
02 Mar 2016	Form 4/A: Fisher Mark P, SENIOR VP & GENERAL COUNSEL Granted 5,611 Phantom Stock Units
02 Mar 2016	Form 4/A: Minnick David M, General Counsel & Senior VP Granted 1,870 Phantom Stock Units
02 Mar 2016	Form 4/A: Weisel Thomas W, Director Granted 5,611 Phantom Stock Units

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