$SMBC 4 SEC Filings

Filed On	Filing
10 Sep 2026	Form 4: Hensley Todd E., Director Sold 4,749 shares ($349K) · Sold 10,851 shares ($788K)
20 Aug 2026	Form 4: Hecker Mark E, EVP-CHIEF CREDIT OFFICER Sold 2,685 shares ($203K)
31 Jul 2026	Form 4: Hecker Mark E, EVP-CHIEF CREDIT OFFICER Received 4,000 shares by exercise or conversion ($143K) · Returned 1,830 shares to the issuer ($143K)
09 Jun 2026	Form 4: Windes Richard, EVP-CHIEF LENDING OFFICER Sold 2,000 shares ($139K)
29 May 2026	Form 4: Windes Richard, EVP-CHIEF LENDING OFFICER Received 2,000 shares by exercise or conversion ($74.8K)
22 May 2026	Form 4: Windes Richard, EVP-CHIEF LENDING OFFICER Sold 2,000 shares ($137K)
20 May 2026	Form 4: Brooks Rebecca J, Director Disposed of 20,000 shares (Other Transaction) · Acquired 10,000 shares (Other Transaction)
15 May 2026	Form 4: Hecker Mark E, EVP-CHIEF CREDIT OFFICER Received 1,220.684 shares by will or inheritance
08 May 2026	Form 4: Bagby Douglas, Director Sold 580 shares ($40K)
05 May 2026	Form 4: Windes Richard, EVP-CHIEF LENDING OFFICER Received 2,000 shares by exercise or conversion ($68.7K)
04 Mar 2026	Form 4: Love Charles R, Director Sold 580 shares ($37.1K)
26 Feb 2026	Form 4: Bower Kenneth J, Director Received 400 shares as a grant or award
26 Feb 2026	Form 4: Bagby Douglas, Director Received 400 shares as a grant or award
26 Feb 2026	Form 4: Chkautovich Stefan, CHIEF FINANCIAL OFFICER Received 600 shares as a grant or award · Granted 1,500 Stock Option (right to buy)
26 Feb 2026	Form 4: Hecker Mark E, EVP-CHIEF CREDIT OFFICER Received 600 shares as a grant or award · Granted 1,500 Stock Option (Right to Buy)
26 Feb 2026	Form 4: Windes Richard, EVP-CHIEF LENDING OFFICER Received 1,050 shares as a grant or award
26 Feb 2026	Form 4: Greunke Lance K, EXECUTIVE VICE PRESIDENT Received 500 shares as a grant or award · Granted 1,250 Stock Option (Right to Buy)
26 Feb 2026	Form 4: Butler Jane, SVP/Chief Accounting Officer Received 475 shares as a grant or award
26 Feb 2026	Form 4: Steffens Greg A, Director Received 600 shares as a grant or award · Granted 1,500 Stock Option (Right to Buy)
26 Feb 2026	Form 4: McClain David L, Director Received 400 shares as a grant or award

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