$SMBC 4/A SEC Filings

Filed On	Filing
03 Aug 2023	Form 4/A: Young William E, Director Received 242,905 shares as a grant or award
02 Mar 2023	Form 4/A: Cox Justin, EVP-REGIONAL PRESIDENT Received 750 shares as a grant or award
24 Feb 2021	Form 4/A: Daves Lora Lee, EVP, Chief Risk Officer Received 600 shares as a grant or award
18 Sep 2020	Form 4/A: Steffens Greg A, Director Bought 1,130.7481 shares ($25.4K)
11 Sep 2020	Form 4/A: Schalk Sammy A, Director Bought 400 shares ($6.12K)
21 Feb 2020	Form 4/A: Steffens Greg A, Director Received 1,200 shares as a grant or award · Granted 3,500 Stock Option (Right to Buy)
14 Aug 2019	Form 4/A: Steffens Greg A, Director Received 2,500 shares as a grant or award
17 Oct 2018	Form 4/A: Hensley Todd E., Director Received 1,500 shares as a grant or award ($52.8K)
13 Apr 2018	Form 4/A: Bagby Douglas, Director Received 1,500 shares as a grant or award ($52.8K)
23 Feb 2018	Form 4/A: Robison Dennis C, Director Received 1,500 shares as a grant or award ($52.8K)
05 Jan 2018	Form 4/A: Funke Matthew T, EVP, Chief Financial Officer Received 5,000 shares by exercise or conversion ($31.9K)
18 Nov 2015	Form 4/A: Hribovsek William D, SVP, Chief Lending Officer Sold 1,600 shares ($36.8K)
14 Aug 2015	Form 4/A: Robison Dennis C, Director Bought 984 shares ($19.2K)
14 Aug 2015	Form 4/A: Robison Dennis C, Director Bought 169 shares ($3.23K)
16 May 2014	Form 4/A: Steffens Greg A, Director Received 10,000 shares by exercise or conversion ($152K)
03 Jul 2012	Form 4/A: Funke Matthew T, Chief Financial Officer Received 4,000 shares as a grant or award ($86K)
17 May 2004	Form 4/A: Bagby Douglas, Director Bought 250 shares ($3.83K)
17 May 2004	Form 4/A: Black Ronnie D, Director Bought 250 shares ($3.83K)
14 Aug 2003	Form 4/A: Schalk Sammy A, Director Bought 1,000 shares ($19K)
13 Aug 2003	Form 4/A: Schalk Sammy A, Director Bought 500 shares ($11.6K)

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